# Catalyst Investment Management LLC

> Catalyst Investment Management LLC is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.

- CRD: 298122
- Filed as: CATALYST INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: May 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298122
- AdvisorCensus page: https://advisorcensus.com/firm/catalyst-investment-management-llc-298122

## Quick answers

**How is Catalyst Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Catalyst Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Catalyst Investment Management LLC charge?**
Its Form ADV Part 2A brochure dated May 4, 2026 states: Asset-based fee: 0.75% to 1.25% a year (a range, as the brochure states it); Hourly rate: $250 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Catalyst Investment Management LLC registered with the SEC or a state?**
Catalyst Investment Management LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 298122.

**How much does Catalyst Investment Management LLC manage?**
Catalyst Investment Management LLC reports $129,810,000 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary).

**How have Catalyst Investment Management LLC's assets and staff changed since 2023?**
In the Form ADV data for Catalyst Investment Management LLC: Regulatory assets under management: $107,200,000 in the October 2023 data and $129,810,000 in the October 2026 data, up 21%. Total employees: 5 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Catalyst Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (25).

**Which custodians does Catalyst Investment Management LLC use?**
Catalyst Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Catalyst Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298122

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated May 4, 2026)

- Asset-based fee: 0.75% to 1.25% a year (a range, as the brochure states it)

> Investment advisory fees range from 0.75% to 1.25% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.

- Minimum annual fee: $250

> CIM generally does not impose a minimum relationship size. However, the Advisor does impose a minimum fee of $250, which can be waived at the sole discretion of the Advisor.

- Hourly rate: $250 an hour (financial planning services)

> CIM offers financial planning services on an hourly basis at a rate of $250 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $129,810,000
- Discretionary: $129,810,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $9,191,451 |
| High net worth individuals | 35 | $120,618,549 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MA, ME, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- New Gloucester, ME

### Websites listed on Form ADV (Item 1.I)
- catalystinvestmentmanagement.com
- Facebook facebook.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $107,200,000 | 5 | February 23, 2023 |
| October 2024 | $124,000,000 | 5 | August 5, 2024 |
| October 2025 | $121,999,175 | 4 | April 28, 2025 |
| October 2026 | $129,810,000 | 4 | May 4, 2026 |

Regulatory assets under management: $107,200,000 in the October 2023 data and $129,810,000 in the October 2026 data, up 21%.
Total employees: 5 in October 2023 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Catalyst Investment Management LLC (CRD 298122): Form ADV filing data as of October 2026.