{
  "crd_number": 298122,
  "slug": "catalyst-investment-management-llc-298122",
  "primary_business_name": "CATALYST INVESTMENT MANAGEMENT LLC",
  "legal_name": "CATALYST INVESTMENT MANAGEMENT LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-03-23",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-05-04",
  "carried_forward": false,
  "raum_total": 129810000.0,
  "raum_discretionary": 129810000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 9191451.0,
      "count": 25
    },
    "high_net_worth_individuals": {
      "raum": 120618549.0,
      "count": 35
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "MA",
    "ME",
    "NH",
    "TX"
  ],
  "websites": [
    "https://catalystinvestmentmanagement.com",
    "https://facebook.com/profile.php?id=100064046466885"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298122",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/catalyst-investment-management-llc-298122",
  "display_name": "Catalyst Investment Management LLC",
  "summary": "Catalyst Investment Management LLC is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.",
  "citation": "AdvisorCensus. Catalyst Investment Management LLC (CRD 298122): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Catalyst Investment Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Catalyst Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Catalyst Investment Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated May 4, 2026 states: Asset-based fee: 0.75% to 1.25% a year (a range, as the brochure states it); Hourly rate: $250 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Catalyst Investment Management LLC registered with the SEC or a state?",
      "a": "Catalyst Investment Management LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 298122."
    },
    {
      "q": "How much does Catalyst Investment Management LLC manage?",
      "a": "Catalyst Investment Management LLC reports $129,810,000 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Catalyst Investment Management LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Catalyst Investment Management LLC: Regulatory assets under management: $107,200,000 in the October 2023 data and $129,810,000 in the October 2026 data, up 21%. Total employees: 5 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Catalyst Investment Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (25)."
    },
    {
      "q": "Which custodians does Catalyst Investment Management LLC use?",
      "a": "Catalyst Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Catalyst Investment Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298122"
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 107200000.0,
      "total_employees": 5,
      "filing_date": "2023-02-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 124000000.0,
      "total_employees": 5,
      "filing_date": "2024-08-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 121999175.0,
      "total_employees": 4,
      "filing_date": "2025-04-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 129810000.0,
      "total_employees": 4,
      "filing_date": "2026-05-04"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.75% to 1.25% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$250",
    "planning_fees": [
      "Hourly rate: $250 an hour (financial planning services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.75% to 1.25% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Investment advisory fees range from 0.75% to 1.25% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $250"
        ],
        "quotes": [
          "CIM generally does not impose a minimum relationship size. However, the Advisor does impose a minimum fee of $250, which can be waived at the sole discretion of the Advisor."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (financial planning services)"
        ],
        "quotes": [
          "CIM offers financial planning services on an hourly basis at a rate of $250 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.75,
        1.25
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 250.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "Investment advisory fees range from 0.75% to 1.25% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.",
      "CIM generally does not impose a minimum relationship size. However, the Advisor does impose a minimum fee of $250, which can be waived at the sole discretion of the Advisor.",
      "CIM offers financial planning services on an hourly basis at a rate of $250 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/catalyst-investment-management-llc-298122.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 25,
      "fewer_than_5": false,
      "raum": 9191451.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 35,
      "fewer_than_5": false,
      "raum": 120618549.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298122",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}