{ "crd_number": 306592, "slug": "catalyst-international-advisors-llc-san-juan-pr-306592", "primary_business_name": "CATALYST INTERNATIONAL ADVISORS LLC", "legal_name": "CATALYST INTERNATIONAL ADVISORS LLC", "dbas": [], "city": "San Juan", "state": "PR", "country": "United States", "cbsa_code": "41980", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-01-02", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 58019919.0, "raum_discretionary": 58019919.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 15, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 0.0, "count": 0 }, "pooled_investment_vehicles": { "raum": 58019919.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "NY", "PR" ], "websites": [ "https://catalystucits.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306592", "disclosure_items": [ { "item": "11.C(1)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "SAN JUAN", "url": "https://advisorcensus.com/firm/catalyst-international-advisors-llc-san-juan-pr-306592", "display_name": "Catalyst International Advisors LLC", "summary": "Catalyst International Advisors LLC is an SEC-registered investment advisory firm in San Juan, PR, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Catalyst International Advisors LLC (CRD 306592): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Catalyst International Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Catalyst International Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Catalyst International Advisors LLC located?", "a": "Catalyst International Advisors LLC's principal office is in San Juan, PR, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Catalyst International Advisors LLC registered with the SEC or a state?", "a": "Catalyst International Advisors LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306592." }, { "q": "How much does Catalyst International Advisors LLC manage?", "a": "Catalyst International Advisors LLC reports $58,019,919 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Catalyst International Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Catalyst International Advisors LLC: Regulatory assets under management: $0 in the October 2021 data and $58,019,919 in the October 2026 data. Total employees: 6 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Catalyst International Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Catalyst International Advisors LLC report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306592" }, { "q": "What changed in Catalyst International Advisors LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $44,680,445 to $58,019,919 (+30%). Added an office in New York, NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 6, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5900000.0, "total_employees": 6, "filing_date": "2022-07-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5974520.0, "total_employees": 7, "filing_date": "2023-08-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 9293817.0, "total_employees": 8, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 44680445.0, "total_employees": 9, "filing_date": "2025-06-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 58019919.0, "total_employees": 15, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 7 to 8.", "Regulatory assets under management went from $44,680,445 to $58,019,919 (+30%).", "Added an office in New York, NY." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/catalyst-international-advisors-llc-san-juan-pr-306592.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 58019919.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306592", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }