{
  "crd_number": 139895,
  "slug": "catalyst-capital-advisors-llc-san-juan-pr-139895",
  "primary_business_name": "CATALYST CAPITAL ADVISORS LLC",
  "legal_name": "CATALYST CAPITAL ADVISORS LLC",
  "dbas": [],
  "city": "San Juan",
  "state": "PR",
  "country": "United States",
  "cbsa_code": "41980",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-06-09",
  "years_registered": 20,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 10302566935.0,
  "raum_discretionary": 10302566935.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 17,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 10302566935.0,
      "count": 19
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "NY",
    "PR"
  ],
  "websites": [
    "https://catalyst-insights.com",
    "https://catalystmf.com",
    "https://linkedin.com/company/catalyst-capital-advisors",
    "https://x.com/CATALYSTMF"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139895",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "SAN JUAN",
  "url": "https://advisorcensus.com/firm/catalyst-capital-advisors-llc-san-juan-pr-139895",
  "display_name": "Catalyst Capital Advisors LLC",
  "summary": "Catalyst Capital Advisors LLC is an SEC-registered investment advisory firm in San Juan, PR, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Catalyst Capital Advisors LLC (CRD 139895): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Catalyst Capital Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Catalyst Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Catalyst Capital Advisors LLC located?",
      "a": "Catalyst Capital Advisors LLC's principal office is in San Juan, PR, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Catalyst Capital Advisors LLC registered with the SEC or a state?",
      "a": "Catalyst Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 139895."
    },
    {
      "q": "How much does Catalyst Capital Advisors LLC manage?",
      "a": "Catalyst Capital Advisors LLC reports $10,302,566,935 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Catalyst Capital Advisors LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Catalyst Capital Advisors LLC: Regulatory assets under management: $3,799,540,711 in the October 2021 data and $10,302,566,935 in the October 2026 data, up 171%. Total employees: 12 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Catalyst Capital Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (19)."
    },
    {
      "q": "Does Catalyst Capital Advisors LLC report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139895"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 3799540711.0,
      "total_employees": 12,
      "filing_date": "2021-04-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 4836799352.0,
      "total_employees": 12,
      "filing_date": "2022-07-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 7138461169.0,
      "total_employees": 12,
      "filing_date": "2023-08-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 7908935832.0,
      "total_employees": 12,
      "filing_date": "2024-06-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 10130157646.0,
      "total_employees": 12,
      "filing_date": "2025-06-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 10302566935.0,
      "total_employees": 17,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/catalyst-capital-advisors-llc-san-juan-pr-139895.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 19,
      "fewer_than_5": false,
      "raum": 10302566935.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139895",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}