# Castle Wealth Management

> Castle Wealth Management is an SEC-registered investment advisory firm in Boynton Beach, FL, registered since 2002, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 15, 2026.

- CRD: 118364
- Filed as: CASTLE WEALTH MANAGEMENT
- Legal name: Castle Wealth Management LLC
- Also doing business as: CASTLE WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boynton Beach, FL
- Filing period: October 2026
- Form ADV filing dated: July 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118364
- AdvisorCensus page: https://advisorcensus.com/firm/castle-wealth-management-boynton-beach-fl-118364

## Quick answers

**How is Castle Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Castle Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Castle Wealth Management charge?**
Its Form ADV Part 2A brochure dated July 15, 2026 states: Hourly rate: $100 to $450 an hour (Consulting fees, including standalone Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Castle Wealth Management located?**
Castle Wealth Management's principal office is in Boynton Beach, FL, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Castle Wealth Management registered with the SEC or a state?**
Castle Wealth Management is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 118364.

**How much does Castle Wealth Management manage?**
Castle Wealth Management reports $430,064,189 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (99% discretionary).

**How have Castle Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Castle Wealth Management: Regulatory assets under management: $392,057,335 in the October 2021 data and $430,064,189 in the October 2026 data, up 10%. Total employees: 9 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Castle Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (141); high net worth individuals (101); charitable organizations (4).

**Which custodians does Castle Wealth Management use?**
Castle Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Castle Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118364

**What changed in Castle Wealth Management's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 6 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 15, 2026)

- Minimum annual fee: $2,000

> A minimum annual fee of $2,000 for assets under management is required for this service.

- Hourly rate: $100 to $450 an hour (Consulting fees, including standalone Financial Planning)

> On an hourly basis, ranging from $100 to $ 450 per hour, depending on the nature and complexity of each client’s circumstances as well as mutual agreement of the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $430,064,189
- Discretionary: $424,800,435
- Non-discretionary: $5,263,754

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 141 | $52,307,370 |
| High net worth individuals | 101 | $364,201,925 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $5,561,004 |
| Charitable organizations | 4 | $7,130,148 |
| Corporations or other businesses not listed above | 2 | $863,742 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2002 (24 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, GA, NC, NY, OH, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Jamestown, NY

### Websites listed on Form ADV (Item 1.I)
- castlewm.com
- LinkedIn @CASTLE-WEALTH-MANAGEMENT
- X @CASTLEWM

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $392,057,335 | 9 | August 20, 2021 |
| October 2022 | $423,641,345 | 11 | September 12, 2022 |
| October 2023 | $354,207,297 | 11 | September 6, 2023 |
| October 2024 | $350,072,190 | 7 | March 25, 2024 |
| October 2025 | $371,943,152 | 6 | March 31, 2025 |
| October 2026 | $430,064,189 | 3 | July 15, 2026 |

Regulatory assets under management: $392,057,335 in the October 2021 data and $430,064,189 in the October 2026 data, up 10%.
Total employees: 9 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 6 to 3.

### April 2026
- Regulatory assets under management went from $371,943,152 to $430,064,189 (+16%).
- Registered or notice-filed in VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Castle Wealth Management (CRD 118364): Form ADV filing data as of October 2026.