# Castle Wealth Group

> Castle Wealth Group is an SEC-registered investment advisory firm in Mooresville, NC, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 22, 2026.

- CRD: 342075
- Filed as: CASTLE WEALTH GROUP
- Legal name: Castle Securities, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Mooresville, NC
- Filing period: October 2026
- Form ADV filing dated: June 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342075
- AdvisorCensus page: https://advisorcensus.com/firm/castle-wealth-group-mooresville-nc-342075

## Quick answers

**How is Castle Wealth Group compensated?**
On its Form ADV (Item 5.E, October 2026), Castle Wealth Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Castle Wealth Group located?**
Castle Wealth Group's principal office is in Mooresville, NC, according to its Form ADV.

**Is Castle Wealth Group registered with the SEC or a state?**
Castle Wealth Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342075.

**How much does Castle Wealth Group manage?**
Castle Wealth Group reports $0 in regulatory assets under management in its Form ADV filing dated June 22, 2026.

**Does Castle Wealth Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342075

**Does Castle Wealth Group state an account minimum?**
Its Form ADV Part 2A brochure dated May 19, 2026 says: "Castle does not require a minimum to open or maintain an account."

**What changed in Castle Wealth Group's recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 19, 2026)

- Account minimum: None

> Castle does not require a minimum to open or maintain an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, PA, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Castle Wealth Group (CRD 342075): Form ADV filing data as of October 2026.