# Castle Rock Financial Planning, Inc.

> Castle Rock Financial Planning, Inc. is a state-registered investment advisory firm in Mendota Heights, MN, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 174507
- Filed as: CASTLE ROCK FINANCIAL PLANNING, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mendota Heights, MN
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/174507
- AdvisorCensus page: https://advisorcensus.com/firm/castle-rock-financial-planning-inc-mendota-heights-mn-174507

## Quick answers

**How is Castle Rock Financial Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Castle Rock Financial Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Castle Rock Financial Planning, Inc. located?**
Castle Rock Financial Planning, Inc.'s principal office is in Mendota Heights, MN, according to its Form ADV.

**Is Castle Rock Financial Planning, Inc. registered with the SEC or a state?**
Castle Rock Financial Planning, Inc. is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 174507.

**How much does Castle Rock Financial Planning, Inc. manage?**
Castle Rock Financial Planning, Inc. reports $49,299,628 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**What types of clients does Castle Rock Financial Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (67); high net worth individuals (22).

**Does Castle Rock Financial Planning, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/174507

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $49,299,628
- Discretionary: $49,299,628
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $17,675,654 |
| High net worth individuals | 22 | $31,623,974 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- castlerockfp.com
- money.usnews.com/financial-advisors/advisor/lauri-salverda-1974014
- napfa.org/member/21719/19480
- plannersearch.org/financia-advisor/lauri-p-salverda
- LinkedIn @laurisalverda

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Castle Rock Financial Planning, Inc. (CRD 174507): Form ADV filing data as of October 2026.