# Castle Harlan, Inc.

> Castle Harlan, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 158106
- Filed as: CASTLE HARLAN, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158106
- AdvisorCensus page: https://advisorcensus.com/firm/castle-harlan-inc-new-york-ny-158106

## Quick answers

**How is Castle Harlan, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Castle Harlan, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Castle Harlan, Inc. charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 1.5% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Castle Harlan, Inc. located?**
Castle Harlan, Inc.'s principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Castle Harlan, Inc. registered with the SEC or a state?**
Castle Harlan, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 158106.

**How much does Castle Harlan, Inc. manage?**
Castle Harlan, Inc. reports $677,975,119 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Castle Harlan, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Castle Harlan, Inc.: Regulatory assets under management: $784,299,154 in the October 2021 data and $677,975,119 in the October 2026 data, down 14%. Total employees: 21 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Castle Harlan, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (21).

**Does Castle Harlan, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158106

**What changed in Castle Harlan, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $471,108,603 to $677,975,119 (+44%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 1.5% to 2% a year (a range, as the brochure states it)

> Generally, the limited partners of each Fund pay the Advisers (except for those limited partners of BAF GP Corp. and CH Capital Group) annual Management Fees ranging from 1.5% to 2.0% of a Fund’s limited partner capital commitments until the end of the investment period.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $677,975,119
- Discretionary: $677,975,119
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 21 | $677,975,119 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 27 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Boca Raton, FL
- Palm Beach, FL

### Websites listed on Form ADV (Item 1.I)
- [branfordcastle.com](https://branfordcastle.com)
- [castleharlan.com](https://castleharlan.com)
- LinkedIn @BRANFORD-CASTLE-PARTNERS
- LinkedIn @CASTLE-HARLAN

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $784,299,154 | 21 | May 14, 2021 |
| October 2022 | $951,227,561 | 21 | March 29, 2022 |
| October 2023 | $841,696,992 | 21 | March 30, 2023 |
| October 2024 | $600,014,981 | 21 | August 20, 2024 |
| October 2025 | $471,108,603 | 21 | April 29, 2025 |
| October 2026 | $677,975,119 | 27 | March 27, 2026 |

Regulatory assets under management: $784,299,154 in the October 2021 data and $677,975,119 in the October 2026 data, down 14%.
Total employees: 21 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $471,108,603 to $677,975,119 (+44%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Castle Harlan, Inc. (CRD 158106): Form ADV filing data as of October 2026.