{ "crd_number": 298439, "slug": "castle-coast-wealth-llc-la-jolla-ca-298439", "primary_business_name": "CASTLE COAST WEALTH, LLC", "legal_name": "CASTLE COAST WEALTH, LLC", "dbas": [], "city": "La Jolla", "state": "CA", "country": "United States", "cbsa_code": "41740", "metro": { "cbsa_code": "41740", "common_name": "San Diego", "msa_name": "San Diego-Chula Vista-Carlsbad, CA", "path": "/advisors/ca/san-diego" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-12-05", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-08-21", "carried_forward": false, "raum_total": 423691740.0, "raum_discretionary": 423691740.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 6, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 33660971.0, "count": 5 }, "individuals": { "raum": 29684771.0, "count": 152 }, "pension_profit_sharing": { "raum": 17756589.0, "count": 11 }, "high_net_worth_individuals": { "raum": 341439044.0, "count": 136 }, "corporations_other_businesses": { "raum": 1150365.0, "count": 2 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "ID", "NC", "NE", "NV", "OR", "TX" ], "websites": [ "https://castlecoastwealthllc.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298439", "city_as_filed": "LA JOLLA", "url": "https://advisorcensus.com/firm/castle-coast-wealth-llc-la-jolla-ca-298439", "display_name": "Castle Coast Wealth, LLC", "summary": "Castle Coast Wealth, LLC is an SEC-registered investment advisory firm in La Jolla, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 21, 2026.", "citation": "AdvisorCensus. Castle Coast Wealth, LLC (CRD 298439): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services" ], "quick_answers": [ { "q": "How is Castle Coast Wealth, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Castle Coast Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Castle Coast Wealth, LLC located?", "a": "Castle Coast Wealth, LLC's principal office is in La Jolla, CA, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Castle Coast Wealth, LLC registered with the SEC or a state?", "a": "Castle Coast Wealth, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 298439." }, { "q": "How much does Castle Coast Wealth, LLC manage?", "a": "Castle Coast Wealth, LLC reports $423,691,740 in regulatory assets under management in its Form ADV filing dated August 21, 2026 (100% discretionary)." }, { "q": "How have Castle Coast Wealth, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Castle Coast Wealth, LLC: Regulatory assets under management: $279,972,495 in the October 2021 data and $423,691,740 in the October 2026 data, up 51%. Total employees: 8 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Castle Coast Wealth, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (152); high net worth individuals (136); pension and profit sharing plans (but not the plan participants or government pension plans) (11)." }, { "q": "Which custodians does Castle Coast Wealth, LLC use?", "a": "Castle Coast Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Castle Coast Wealth, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298439" }, { "q": "What changed in Castle Coast Wealth, LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Registered or notice-filed in ID." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 279972495.0, "total_employees": 8, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 333713048.0, "total_employees": 7, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 282197908.0, "total_employees": 8, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 324293260.0, "total_employees": 8, "filing_date": "2024-07-16" }, { "period": "2025-10-01", "regulatory_assets_under_management": 412254172.0, "total_employees": 6, "filing_date": "2025-07-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 423691740.0, "total_employees": 6, "filing_date": "2026-08-21" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Registered or notice-filed in ID." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in CO, WA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/castle-coast-wealth-llc-la-jolla-ca-298439.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 152, "fewer_than_5": false, "raum": 29684771.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 136, "fewer_than_5": false, "raum": 341439044.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 11, "fewer_than_5": false, "raum": 17756589.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 5, "fewer_than_5": false, "raum": 33660971.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": false, "raum": 1150365.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298439", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }