# Castle Capital Management

> Castle Capital Management is a state-registered investment advisory firm in Irvine, CA, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 343211
- Filed as: CASTLE CAPITAL MANAGEMENT
- Legal name: Castle Capital Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/343211
- AdvisorCensus page: https://advisorcensus.com/firm/castle-capital-management-irvine-ca-343211

## Quick answers

**How is Castle Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Castle Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Castle Capital Management located?**
Castle Capital Management's principal office is in Irvine, CA, according to its Form ADV.

**Is Castle Capital Management registered with the SEC or a state?**
Castle Capital Management is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 343211.

**How much does Castle Capital Management manage?**
Castle Capital Management reports $4,126,403 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**What types of clients does Castle Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4); high net worth individuals (1).

**Does Castle Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/343211

**What changed in Castle Capital Management's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $0 to $4,126,403.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $4,126,403
- Discretionary: $4,126,403
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $928,291 |
| High net worth individuals | 1 | $3,198,112 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- castlecapital.ai
- Instagram @castle.capital
- LinkedIn @castlecapitalmanagement

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $0 to $4,126,403.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Castle Capital Management (CRD 343211): Form ADV filing data as of October 2026.