# Castle Advisors Group, LLC

> Castle Advisors Group, LLC is a state-registered investment advisory firm in Rochester, NY, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 14, 2019.

- CRD: 299340
- Filed as: CASTLE ADVISORS GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rochester, NY
- Filing period: October 2026
- Form ADV filing dated: January 14, 2019
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299340
- AdvisorCensus page: https://advisorcensus.com/firm/castle-advisors-group-llc-rochester-ny-299340

## Quick answers

**How is Castle Advisors Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Castle Advisors Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Castle Advisors Group, LLC located?**
Castle Advisors Group, LLC's principal office is in Rochester, NY, according to its Form ADV.

**Is Castle Advisors Group, LLC registered with the SEC or a state?**
Castle Advisors Group, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 299340.

**How much does Castle Advisors Group, LLC manage?**
Castle Advisors Group, LLC reports $4,000,000 in regulatory assets under management in its Form ADV filing dated January 14, 2019 (0% discretionary).

**What types of clients does Castle Advisors Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20).

**Does Castle Advisors Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299340

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $4,000,000
- Discretionary: $0
- Non-discretionary: $4,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $3,000,000 |
| High net worth individuals | Fewer than 5 | $1,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (7 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- castleadvisorsgroup.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Castle Advisors Group, LLC (CRD 299340): Form ADV filing data as of October 2026.