# Caster and Company, Inc.

> Caster and Company, Inc. is a state-registered investment advisory firm in Warwick, RI, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 15, 2026.

- CRD: 148931
- Filed as: CASTER AND COMPANY, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Warwick, RI
- Filing period: October 2026
- Form ADV filing dated: January 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/148931
- AdvisorCensus page: https://advisorcensus.com/firm/caster-and-company-inc-warwick-ri-148931

## Quick answers

**How is Caster and Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Caster and Company, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Caster and Company, Inc. located?**
Caster and Company, Inc.'s principal office is in Warwick, RI, according to its Form ADV.

**Is Caster and Company, Inc. registered with the SEC or a state?**
Caster and Company, Inc. is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 148931.

**How much does Caster and Company, Inc. manage?**
Caster and Company, Inc. reports $600,001 in regulatory assets under management in its Form ADV filing dated January 15, 2026 (100% discretionary).

**What types of clients does Caster and Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: other (2).

**Does Caster and Company, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148931

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $600,001
- Discretionary: $600,001
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other | 2 | $600,001 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: RI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mcastercpa.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caster and Company, Inc. (CRD 148931): Form ADV filing data as of October 2026.