# Cassedy Financial Group, Inc.

> Cassedy Financial Group, Inc. is an SEC-registered investment advisory firm in Tampa, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 111446
- Filed as: CASSEDY FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111446
- AdvisorCensus page: https://advisorcensus.com/firm/cassedy-financial-group-inc-tampa-fl-111446

## Quick answers

**How is Cassedy Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Cassedy Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Cassedy Financial Group, Inc. located?**
Cassedy Financial Group, Inc.'s principal office is in Tampa, FL, according to its Form ADV.

**Is Cassedy Financial Group, Inc. registered with the SEC or a state?**
Cassedy Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 111446.

**How much does Cassedy Financial Group, Inc. manage?**
Cassedy Financial Group, Inc. reports $248,446,484 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (59% discretionary).

**How have Cassedy Financial Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Cassedy Financial Group, Inc.: Regulatory assets under management: $117,467,499 in the October 2021 data and $248,446,484 in the October 2026 data, up 112%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cassedy Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (101); high net worth individuals (74); corporations or other businesses not listed above (10).

**Which custodians does Cassedy Financial Group, Inc. use?**
Cassedy Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Cassedy Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111446

**Does Cassedy Financial Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The minimum account size is $250,000, although it may be waived at CFG’s discretion."

**What changed in Cassedy Financial Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $222,327,489 to $248,446,484 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $250,000, although it may be waived at CFG’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $248,446,484
- Discretionary: $147,606,752
- Non-discretionary: $100,839,732

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 101 | $23,765,931 |
| High net worth individuals | 74 | $217,489,369 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $284,035 |
| Corporations or other businesses not listed above | 10 | $6,907,149 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cassedyfinancialgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $117,467,499 | 3 | June 17, 2021 |
| October 2022 | $145,559,802 | 3 | May 31, 2022 |
| October 2023 | $138,069,865 | 3 | March 30, 2023 |
| October 2024 | $165,780,751 | 3 | March 15, 2024 |
| October 2025 | $222,327,489 | 4 | April 16, 2025 |
| October 2026 | $248,446,484 | 4 | March 31, 2026 |

Regulatory assets under management: $117,467,499 in the October 2021 data and $248,446,484 in the October 2026 data, up 112%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $222,327,489 to $248,446,484 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cassedy Financial Group, Inc. (CRD 111446): Form ADV filing data as of October 2026.