# Cascade Financial Strategies > Cascade Financial Strategies is an SEC-registered investment advisory firm in Bend, OR, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026. - CRD: 166610 - Filed as: CASCADE FINANCIAL STRATEGIES - Legal name: Cascade Financial Strategies, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Bend, OR - Filing period: October 2026 - Form ADV filing dated: March 20, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166610 - AdvisorCensus page: https://advisorcensus.com/firm/cascade-financial-strategies-bend-or-166610 ## Quick answers **How is Cascade Financial Strategies compensated?** On its Form ADV (Item 5.E, October 2026), Cascade Financial Strategies reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **Where is Cascade Financial Strategies located?** Cascade Financial Strategies' principal office is in Bend, OR, according to its Form ADV. **Is Cascade Financial Strategies registered with the SEC or a state?** Cascade Financial Strategies is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 166610. **How much does Cascade Financial Strategies manage?** Cascade Financial Strategies reports $150,876,230 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary). **How have Cascade Financial Strategies' assets and staff changed since 2025?** In the Form ADV data for Cascade Financial Strategies: Regulatory assets under management: $120,487,492 in the October 2025 data and $150,876,230 in the October 2026 data, up 25%. Total employees: 2 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Cascade Financial Strategies serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (267); high net worth individuals (40); charitable organizations (2). **Which custodians does Cascade Financial Strategies use?** Cascade Financial Strategies' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets. **Does Cascade Financial Strategies report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166610 **What changed in Cascade Financial Strategies' recent Form ADV filings?** In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $120,487,492 to $150,876,230 (+25%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. - LPL Financial LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $150,876,230 - Discretionary: $150,271,230 - Non-discretionary: $605,000 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 267 | $69,276,230 | | High net worth individuals | 40 | $80,000,000 | | Banking or thrift institutions | 0 | Not reported | | Investment companies | 0 | Not reported | | Business development companies | 0 | Not reported | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported | | Charitable organizations | 2 | $1,600,000 | | State or municipal government entities (including government pension plans) | 0 | Not reported | | Other investment advisers | 0 | Not reported | | Insurance companies | 0 | Not reported | | Sovereign wealth funds and foreign official institutions | 0 | Not reported | | Corporations or other businesses not listed above | 0 | Not reported | | Other | 0 | Not reported | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services - Publication of periodicals or newsletters - Educational seminars/workshops ### Firm details - Registered since: 2025 (1 year) - Employees: 5 total, 3 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: AZ, CA, OR - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - cascadefs.com - Facebook facebook.com - LinkedIn @cascade-financial-strategies - YouTube @UCodRgNWrdGXXiHpfMwWPw_w ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2025 | $120,487,492 | 2 | March 14, 2025 | | October 2026 | $150,876,230 | 5 | March 20, 2026 | Regulatory assets under management: $120,487,492 in the October 2025 data and $150,876,230 in the October 2026 data, up 25%. Total employees: 2 in October 2025 and 5 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Employees performing advisory functions went from 2 to 3. - Regulatory assets under management went from $120,487,492 to $150,876,230 (+25%). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cascade Financial Strategies (CRD 166610): Form ADV filing data as of October 2026.