{ "crd_number": 326620, "slug": "cascade-financial-partners-llc-san-diego-ca-326620", "primary_business_name": "CASCADE FINANCIAL PARTNERS, LLC", "legal_name": "CASCADE FINANCIAL PARTNERS, LLC", "dbas": [], "city": "San Diego", "state": "CA", "country": "United States", "cbsa_code": "41740", "metro": { "cbsa_code": "41740", "common_name": "San Diego", "msa_name": "San Diego-Chula Vista-Carlsbad, CA", "path": "/advisors/ca/san-diego" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-05-26", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 1381234310.0, "raum_discretionary": 1350718777.0, "raum_non_discretionary": 30515533.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 44675168.0, "count": 82 }, "high_net_worth_individuals": { "raum": 1336559142.0, "count": 201 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "LA", "MA", "MI", "NH", "NJ", "NV", "NY", "TX" ], "websites": [ "https://cascadefinancialpartners.com", "https://linkedin.com/company/cascade-financial-partners-llc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326620", "city_as_filed": "SAN DIEGO", "url": "https://advisorcensus.com/firm/cascade-financial-partners-llc-san-diego-ca-326620", "display_name": "Cascade Financial Partners, LLC", "summary": "Cascade Financial Partners, LLC is an SEC-registered investment advisory firm in San Diego, CA, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Cascade Financial Partners, LLC (CRD 326620): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Cascade Financial Partners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Cascade Financial Partners, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Cascade Financial Partners, LLC located?", "a": "Cascade Financial Partners, LLC's principal office is in San Diego, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Cascade Financial Partners, LLC registered with the SEC or a state?", "a": "Cascade Financial Partners, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326620." }, { "q": "How much does Cascade Financial Partners, LLC manage?", "a": "Cascade Financial Partners, LLC reports $1,381,234,310 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (98% discretionary)." }, { "q": "How have Cascade Financial Partners, LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Cascade Financial Partners, LLC: Regulatory assets under management: $0 in the October 2023 data and $1,381,234,310 in the October 2026 data. Total employees: 6 in October 2023 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Cascade Financial Partners, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (201); individuals (other than high net worth individuals) (82)." }, { "q": "Which custodians does Cascade Financial Partners, LLC use?", "a": "Cascade Financial Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and Fidelity as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Cascade Financial Partners, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326620" }, { "q": "Does Cascade Financial Partners, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"We do not impose a minimum account size to open and maintain an advisory account.\"" }, { "q": "What changed in Cascade Financial Partners, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,160,595,429 to $1,381,234,310 (+19%). Added an office in San Diego, CA." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 6, "filing_date": "2023-09-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 973874019.0, "total_employees": 8, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1160595429.0, "total_employees": 8, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1381234310.0, "total_employees": 9, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,160,595,429 to $1,381,234,310 (+19%).", "Added an office in San Diego, CA." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in UT." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "We do not impose a minimum account size to open and maintain an advisory account." ] } ], "quotes": [ "We do not impose a minimum account size to open and maintain an advisory account." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab", "name_as_filed": "CHARLES SCHWAB", "affiliated": false }, { "name": "Fidelity", "name_as_filed": "FIDELITY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/cascade-financial-partners-llc-san-diego-ca-326620.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 82, "fewer_than_5": false, "raum": 44675168.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 201, "fewer_than_5": false, "raum": 1336559142.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326620", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }