# Caruso and Company, P.A., Certified Public Accountants

> Caruso and Company, P.A., Certified Public Accountants is a state-registered investment advisory firm in Deerfield Beach, FL, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 142685
- Filed as: CARUSO AND COMPANY, P.A., CERTIFIED PUBLIC ACCOUNTANTS
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Deerfield Beach, FL
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142685
- AdvisorCensus page: https://advisorcensus.com/firm/caruso-and-company-p-a-certified-public-accountants-deerfield-beach-fl-142685

## Quick answers

**How is Caruso and Company, P.A., Certified Public Accountants compensated?**
On its Form ADV (Item 5.E, October 2026), Caruso and Company, P.A., Certified Public Accountants reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Caruso and Company, P.A., Certified Public Accountants located?**
Caruso and Company, P.A., Certified Public Accountants' principal office is in Deerfield Beach, FL, according to its Form ADV.

**Is Caruso and Company, P.A., Certified Public Accountants registered with the SEC or a state?**
Caruso and Company, P.A., Certified Public Accountants is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 142685.

**How much does Caruso and Company, P.A., Certified Public Accountants manage?**
Caruso and Company, P.A., Certified Public Accountants reports $68,360,200 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**What types of clients does Caruso and Company, P.A., Certified Public Accountants serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (86); individuals (other than high net worth individuals) (20); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Does Caruso and Company, P.A., Certified Public Accountants report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142685

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $68,360,200
- Discretionary: $68,360,200
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $6,464,735 |
| High net worth individuals | 86 | $30,468,182 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $29,871,626 |
| Charitable organizations | 2 | $1,443,617 |
| Corporations or other businesses not listed above | 1 | $112,040 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [carusoandcompany.com](https://carusoandcompany.com)
- LinkedIn @Anthony C. Caruso
- X @tcarusocpa

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caruso and Company, P.A., Certified Public Accountants (CRD 142685): Form ADV filing data as of October 2026.