# Carter, Terry & Company, Inc.

> Carter, Terry & Company, Inc. is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 16365
- Filed as: CARTER, TERRY & COMPANY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/16365
- AdvisorCensus page: https://advisorcensus.com/firm/carter-terry-and-company-inc-atlanta-ga-16365

## Quick answers

**How is Carter, Terry & Company, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Carter, Terry & Company, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Carter, Terry & Company, Inc. located?**
Carter, Terry & Company, Inc.'s principal office is in Atlanta, GA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Carter, Terry & Company, Inc. registered with the SEC or a state?**
Carter, Terry & Company, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 16365.

**How much does Carter, Terry & Company, Inc. manage?**
Carter, Terry & Company, Inc. reports $103,973,773 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (87% discretionary).

**How have Carter, Terry & Company, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Carter, Terry & Company, Inc.: Regulatory assets under management: $149,710,420 in the October 2021 data and $103,973,773 in the October 2026 data, down 31%. Total employees: 48 in October 2021 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Carter, Terry & Company, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (102); high net worth individuals (60); corporations or other businesses not listed above (5).

**Does Carter, Terry & Company, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/16365

**What changed in Carter, Terry & Company, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 19 to 15. Changed its office addresses in Durango, CO. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $103,973,773
- Discretionary: $90,251,324
- Non-discretionary: $13,722,449

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 102 | $20,358,708 |
| High net worth individuals | 60 | $81,474,226 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,135,075 |
| Corporations or other businesses not listed above | 5 | $1,005,764 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (8 years)
- Employees: 33 total, 15 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, CO, FL, GA, LA, NC, NJ, OK, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Durango, CO

### Websites listed on Form ADV (Item 1.I)
- carterterry.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $149,710,420 | 48 | March 20, 2021 |
| October 2022 | $141,597,897 | 48 | March 21, 2022 |
| October 2023 | $93,384,861 | 48 | March 30, 2023 |
| October 2024 | $114,417,413 | 41 | March 18, 2024 |
| October 2025 | $111,326,459 | 37 | April 4, 2025 |
| October 2026 | $103,973,773 | 33 | March 27, 2026 |

Regulatory assets under management: $149,710,420 in the October 2021 data and $103,973,773 in the October 2026 data, down 31%.
Total employees: 48 in October 2021 and 33 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 19 to 15.
- Changed its office addresses in Durango, CO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carter, Terry & Company, Inc. (CRD 16365): Form ADV filing data as of October 2026.