# Carter Capital Management

> Carter Capital Management is a state-registered investment advisory firm, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.

- CRD: 123069
- Filed as: CARTER CAPITAL MANAGEMENT
- Legal name: Carter, David Henry
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123069
- AdvisorCensus page: https://advisorcensus.com/firm/carter-capital-management-123069

## Quick answers

**How is Carter Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Carter Capital Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Carter Capital Management registered with the SEC or a state?**
Carter Capital Management is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 123069.

**How much does Carter Capital Management manage?**
Carter Capital Management reports $72,951,000 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (85% discretionary).

**What types of clients does Carter Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (28); individuals (other than high net worth individuals) (8).

**Does Carter Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123069

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $72,951,000
- Discretionary: $61,752,000
- Non-discretionary: $11,199,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $1,309,000 |
| High net worth individuals | 28 | $71,642,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carter-capital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carter Capital Management (CRD 123069): Form ADV filing data as of October 2026.