# Carter Advisory Services, Inc

> Carter Advisory Services, Inc is a state-registered investment advisory firm in Dallas, TX, registered since 1981, with no regulatory assets under management reported in its Form ADV filing dated July 22, 2026.

- CRD: 116249
- Filed as: CARTER ADVISORY SERVICES, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/116249
- AdvisorCensus page: https://advisorcensus.com/firm/carter-advisory-services-inc-dallas-tx-116249

## Quick answers

**How is Carter Advisory Services, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Carter Advisory Services, Inc reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Carter Advisory Services, Inc located?**
Carter Advisory Services, Inc's principal office is in Dallas, TX, according to its Form ADV.

**Is Carter Advisory Services, Inc registered with the SEC or a state?**
Carter Advisory Services, Inc is a state-registered investment advisory firm, registered since 1981. Status as filed: APPROVED. CRD 116249.

**Does Carter Advisory Services, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116249

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 1981 (45 years)
- Employees: 11 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carterwealth.com
- Facebook @CARTERFINANCIALMANAGEMENT
- LinkedIn @carter-financial-management
- X @cartercfm

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carter Advisory Services, Inc (CRD 116249): Form ADV filing data as of October 2026.