{
  "crd_number": 306723,
  "slug": "carta-financiera-tortola-306723",
  "primary_business_name": "CARTA FINANCIERA",
  "legal_name": "CARTA FINANCIERA SA.",
  "dbas": [],
  "city": "Tortola",
  "state": null,
  "country": "British Virgin Islands",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-06-29",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://carta.financiera",
    "https://cartafinanciera.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306723",
  "city_as_filed": "TORTOLA",
  "url": "https://advisorcensus.com/firm/carta-financiera-tortola-306723",
  "display_name": "Carta Financiera",
  "summary": "Carta Financiera is an SEC-registered investment advisory firm in Tortola, British Virgin Islands, registered since 2021, with no regulatory assets under management reported in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Carta Financiera (CRD 306723): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Carta Financiera compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Carta Financiera reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Carta Financiera charge?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Carta Financiera located?",
      "a": "Carta Financiera's principal office is in Tortola, British Virgin Islands, according to its Form ADV."
    },
    {
      "q": "Is Carta Financiera registered with the SEC or a state?",
      "a": "Carta Financiera is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 306723."
    },
    {
      "q": "How have Carta Financiera's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Carta Financiera: Regulatory assets under management: $20,673,000 in the October 2021 data and $20,673,000 in the October 2022 data, unchanged. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does Carta Financiera report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306723"
    },
    {
      "q": "Does Carta Financiera state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"Adviser has a minimum investment account balance of $50,000.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 20673000.0,
      "total_employees": 5,
      "filing_date": "2021-05-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 20673000.0,
      "total_employees": 5,
      "filing_date": "2021-05-20"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 5,
      "filing_date": "2023-08-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 5,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 5,
      "filing_date": "2025-03-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 5,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "2% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$50,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 2% of assets a year"
        ],
        "quotes": [
          "2% Annual Management Fee calculated on a daily basis"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $50,000"
        ],
        "quotes": [
          "Adviser has a minimum investment account balance of $50,000."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 2.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 50000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "2% Annual Management Fee calculated on a daily basis",
      "Adviser has a minimum investment account balance of $50,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/carta-financiera-tortola-306723.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306723",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}