# Carrington Capital Management, LLC

> Carrington Capital Management, LLC is an SEC-registered investment advisory firm in Old Greenwich, CT, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 130813
- Filed as: CARRINGTON CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Old Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130813
- AdvisorCensus page: https://advisorcensus.com/firm/carrington-capital-management-llc-old-greenwich-ct-130813

## Quick answers

**How is Carrington Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Carrington Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other.

**How much does Carrington Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.25% to 1.2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Carrington Capital Management, LLC located?**
Carrington Capital Management, LLC's principal office is in Old Greenwich, CT, according to its Form ADV.

**Is Carrington Capital Management, LLC registered with the SEC or a state?**
Carrington Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 130813.

**How much does Carrington Capital Management, LLC manage?**
Carrington Capital Management, LLC reports $5,081,782,135 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).

**How have Carrington Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Carrington Capital Management, LLC: Regulatory assets under management: $4,888,422,720 in the October 2021 data and $5,081,782,135 in the October 2026 data, up 4%. Total employees: 37 in October 2021 and 43 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Carrington Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: other (14).

**Does Carrington Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130813

**What changed in Carrington Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $3,545,038,824 to $5,081,782,135 (+43%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.25% to 1.2% a year (a range, as the brochure states it)

> Carrington earns a management fee in an annual amount ranging from 0.25% to 1.2% of invested capital or based on the unpaid principal balance of the related investments.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $5,081,782,135
- Discretionary: $0
- Non-discretionary: $5,081,782,135

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 14 | $5,081,782,135 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 43 total, 32 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carringtoncap.com
- LinkedIn @carrington-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,888,422,720 | 37 | March 25, 2021 |
| October 2022 | $6,783,731,188 | 44 | March 22, 2022 |
| October 2023 | $5,501,250,068 | 44 | March 29, 2023 |
| October 2024 | $4,126,977,787 | 44 | March 15, 2024 |
| October 2025 | $3,545,038,824 | 44 | March 21, 2025 |
| October 2026 | $5,081,782,135 | 43 | March 30, 2026 |

Regulatory assets under management: $4,888,422,720 in the October 2021 data and $5,081,782,135 in the October 2026 data, up 4%.
Total employees: 37 in October 2021 and 43 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $3,545,038,824 to $5,081,782,135 (+43%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carrington Capital Management, LLC (CRD 130813): Form ADV filing data as of October 2026.