# Carrick Lane LLC

> Carrick Lane LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 309148
- Filed as: CARRICK LANE LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309148
- AdvisorCensus page: https://advisorcensus.com/firm/carrick-lane-llc-new-york-ny-309148

## Quick answers

**How is Carrick Lane LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Carrick Lane LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Carrick Lane LLC charge?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 0.25% to 0.85% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Carrick Lane LLC located?**
Carrick Lane LLC's principal office is in New York, NY, according to its Form ADV.

**Is Carrick Lane LLC registered with the SEC or a state?**
Carrick Lane LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 309148.

**How much does Carrick Lane LLC manage?**
Carrick Lane LLC reports $3,029,750,000 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Carrick Lane LLC's assets and staff changed since 2021?**
In the Form ADV data for Carrick Lane LLC: Regulatory assets under management: $158,648,000 in the October 2021 data and $3,029,750,000 in the October 2026 data, up 1810%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Carrick Lane LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (645); other investment advisers (11).

**Which custodians does Carrick Lane LLC use?**
Carrick Lane LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Carrick Lane LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309148

**Does Carrick Lane LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 19, 2026 says: "Generally, the minimum mandate size for the Adviser’s Clients is $1,000,000. However, the Adviser has the discretion to accept lesser amounts."

**What changed in Carrick Lane LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $2,384,425,000 to $3,029,750,000 (+27%). Registered or notice-filed in VI. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Asset-based fee: 0.25% to 0.85% a year (a range, as the brochure states it)

> Generally, the Adviser charges its Clients a Management Fee ranging from 0.25% to 0.85% annually.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Generally, the minimum mandate size for the Adviser’s Clients is $1,000,000. However, the Adviser has the discretion to accept lesser amounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,029,750,000
- Discretionary: $3,029,750,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 645 | $2,204,590,000 |
| Other investment advisers | 11 | $825,160,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KY, LA, MA, MD, MI, MO, NC, NE, NH, NJ, NV, NY, OH, OK, PA, RI, SC, TN, TX, VA, VI, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [carricklane.com](https://carricklane.com)
- LinkedIn @carricklanellc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $158,648,000 | 6 | July 1, 2021 |
| October 2022 | $356,328,750 | 6 | July 11, 2022 |
| October 2023 | $554,810,625 | 5 | August 11, 2023 |
| October 2024 | $1,439,869,000 | 5 | September 27, 2024 |
| October 2025 | $2,384,425,000 | 5 | March 25, 2025 |
| October 2026 | $3,029,750,000 | 6 | March 19, 2026 |

Regulatory assets under management: $158,648,000 in the October 2021 data and $3,029,750,000 in the October 2026 data, up 1810%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $2,384,425,000 to $3,029,750,000 (+27%).
- Registered or notice-filed in VI.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carrick Lane LLC (CRD 309148): Form ADV filing data as of October 2026.