{ "crd_number": 157822, "slug": "carousel-capital-management-company-l-p-charlotte-nc-157822", "primary_business_name": "CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.", "legal_name": "CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.", "dbas": [], "city": "Charlotte", "state": "NC", "country": "United States", "cbsa_code": "16740", "metro": { "cbsa_code": "16740", "common_name": "Charlotte", "msa_name": "Charlotte-Concord-Gastonia, NC-SC", "path": "/advisors/nc/charlotte" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-23", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-05-08", "carried_forward": false, "raum_total": 1912790537.0, "raum_discretionary": 1912790537.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 19, "advisory_employees": 16, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1912790537.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NC" ], "websites": [ "https://carouselcapital.com", "https://linkedin.com/company/carousel-capital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157822", "city_as_filed": "CHARLOTTE", "url": "https://advisorcensus.com/firm/carousel-capital-management-company-l-p-charlotte-nc-157822", "display_name": "Carousel Capital Management Company, L.P.", "summary": "Carousel Capital Management Company, L.P. is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 8, 2026.", "citation": "AdvisorCensus. Carousel Capital Management Company, L.P. (CRD 157822): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Carousel Capital Management Company, L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Carousel Capital Management Company, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Carousel Capital Management Company, L.P. located?", "a": "Carousel Capital Management Company, L.P.'s principal office is in Charlotte, NC, according to its Form ADV." }, { "q": "Is Carousel Capital Management Company, L.P. registered with the SEC or a state?", "a": "Carousel Capital Management Company, L.P. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157822." }, { "q": "How much does Carousel Capital Management Company, L.P. manage?", "a": "Carousel Capital Management Company, L.P. reports $1,912,790,537 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (100% discretionary)." }, { "q": "How have Carousel Capital Management Company, L.P.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Carousel Capital Management Company, L.P.: Regulatory assets under management: $1,690,309,362 in the October 2021 data and $1,912,790,537 in the October 2026 data, up 13%. Total employees: 15 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Carousel Capital Management Company, L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Carousel Capital Management Company, L.P. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157822" }, { "q": "What changed in Carousel Capital Management Company, L.P.'s recent Form ADV filings?", "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1690309362.0, "total_employees": 15, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1583400473.0, "total_employees": 16, "filing_date": "2022-03-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1540710533.0, "total_employees": 17, "filing_date": "2023-03-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1576069691.0, "total_employees": 17, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1671775776.0, "total_employees": 18, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1912790537.0, "total_employees": 19, "filing_date": "2026-05-08" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 15 to 16.", "Regulatory assets under management went from $1,671,775,776 to $1,912,790,537 (+14%)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/carousel-capital-management-company-l-p-charlotte-nc-157822.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 1912790537.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157822", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }