# Carolina Financial Advisory, Inc.

> Carolina Financial Advisory, Inc. is a state-registered investment advisory firm in Chapel Hill, NC, registered since 2002, with no regulatory assets under management reported in its Form ADV filing dated March 6, 2026.

- CRD: 118870
- Filed as: CAROLINA FINANCIAL ADVISORY, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chapel Hill, NC
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118870
- AdvisorCensus page: https://advisorcensus.com/firm/carolina-financial-advisory-inc-chapel-hill-nc-118870

## Quick answers

**How is Carolina Financial Advisory, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Carolina Financial Advisory, Inc. reports these compensation arrangements: fixed fees (other than subscription fees); commissions.

**Where is Carolina Financial Advisory, Inc. located?**
Carolina Financial Advisory, Inc.'s principal office is in Chapel Hill, NC, according to its Form ADV.

**Is Carolina Financial Advisory, Inc. registered with the SEC or a state?**
Carolina Financial Advisory, Inc. is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 118870.

**Does Carolina Financial Advisory, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118870

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Commissions

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2002 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carolinafinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carolina Financial Advisory, Inc. (CRD 118870): Form ADV filing data as of October 2026.