# Carlo Capital

> Carlo Capital is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 7, 2026.

- CRD: 331801
- Filed as: CARLO CAPITAL
- Legal name: Carlo Capital LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331801
- AdvisorCensus page: https://advisorcensus.com/firm/carlo-capital-331801

## Quick answers

**How is Carlo Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Carlo Capital reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Carlo Capital registered with the SEC or a state?**
Carlo Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 331801.

**How much does Carlo Capital manage?**
Carlo Capital reports $100,238,356 in regulatory assets under management in its Form ADV filing dated September 7, 2026 (0% discretionary).

**What types of clients does Carlo Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Carlo Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331801

**What changed in Carlo Capital's recent Form ADV filings?**
In the August 2026 filing data: No longer lists an office in Cdmx.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $100,238,356
- Discretionary: $0
- Non-discretionary: $100,238,356

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $100,238,356 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Cdmx

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | Not reported | May 23, 2024 |
| October 2025 | Not reported | Not reported | March 25, 2025 |
| October 2026 | $100,238,356 | 1 | September 7, 2026 |


## Changes in the filing (last 12 months)

### August 2026
- No longer lists an office in Cdmx.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carlo Capital (CRD 331801): Form ADV filing data as of October 2026.