# Carl F. Petersen. Inc

> Carl F. Petersen. Inc is a state-registered investment advisory firm, registered since 1997, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 30, 2020.

- CRD: 109489
- Filed as: CARL F. PETERSEN. INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arizona
- Filing period: October 2026
- Form ADV filing dated: January 30, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/109489
- AdvisorCensus page: https://advisorcensus.com/firm/carl-f-petersen-inc-109489

## Quick answers

**How is Carl F. Petersen. Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Carl F. Petersen. Inc reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Carl F. Petersen. Inc registered with the SEC or a state?**
Carl F. Petersen. Inc is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 109489.

**How much does Carl F. Petersen. Inc manage?**
Carl F. Petersen. Inc reports $43,050,000 in regulatory assets under management in its Form ADV filing dated January 30, 2020 (100% discretionary).

**What types of clients does Carl F. Petersen. Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (112); high net worth individuals (20); investment companies (2).

**Does Carl F. Petersen. Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/109489

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $43,050,000
- Discretionary: $43,050,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 112 | $16,500,000 |
| High net worth individuals | 20 | $26,000,000 |
| Investment companies | 2 | $550,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 1997 (29 years)
- Employees: 6 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carlfpetersen.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carl F. Petersen. Inc (CRD 109489): Form ADV filing data as of October 2026.