# Carissima Capital LLC

> Carissima Capital LLC is a state-registered investment advisory firm in Troy, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 331292
- Filed as: CARISSIMA CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Troy, NY
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331292
- AdvisorCensus page: https://advisorcensus.com/firm/carissima-capital-llc-troy-ny-331292

## Quick answers

**How is Carissima Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Carissima Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Carissima Capital LLC located?**
Carissima Capital LLC's principal office is in Troy, NY, according to its Form ADV.

**Is Carissima Capital LLC registered with the SEC or a state?**
Carissima Capital LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 331292.

**How much does Carissima Capital LLC manage?**
Carissima Capital LLC reports $4,522,198 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (53% discretionary).

**What types of clients does Carissima Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8).

**Does Carissima Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331292

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $4,522,198
- Discretionary: $2,418,080
- Non-discretionary: $2,104,118

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $4,522,198 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carissimacapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carissima Capital LLC (CRD 331292): Form ADV filing data as of October 2026.