# Carey S. Roebuck Financial Services, LLC

> Carey S. Roebuck Financial Services, LLC is a state-registered investment advisory firm in South Dennis, MA, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 280029
- Filed as: CAREY S. ROEBUCK FINANCIAL SERVICES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: South Dennis, MA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/280029
- AdvisorCensus page: https://advisorcensus.com/firm/carey-s-roebuck-financial-services-llc-south-dennis-ma-280029

## Quick answers

**How is Carey S. Roebuck Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Carey S. Roebuck Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Carey S. Roebuck Financial Services, LLC located?**
Carey S. Roebuck Financial Services, LLC's principal office is in South Dennis, MA, according to its Form ADV.

**Is Carey S. Roebuck Financial Services, LLC registered with the SEC or a state?**
Carey S. Roebuck Financial Services, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 280029.

**How much does Carey S. Roebuck Financial Services, LLC manage?**
Carey S. Roebuck Financial Services, LLC reports $5,237,774 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Carey S. Roebuck Financial Services, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25); individuals (other than high net worth individuals) (4).

**Does Carey S. Roebuck Financial Services, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/280029

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,237,774
- Discretionary: $5,237,774
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $450,449 |
| High net worth individuals | 25 | $4,787,325 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/280029

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carey S. Roebuck Financial Services, LLC (CRD 280029): Form ADV filing data as of October 2026.