{
  "crd_number": 280029,
  "slug": "carey-s-roebuck-financial-services-llc-south-dennis-ma-280029",
  "primary_business_name": "CAREY S. ROEBUCK FINANCIAL SERVICES, LLC",
  "legal_name": "CAREY S. ROEBUCK FINANCIAL SERVICES, LLC",
  "dbas": [],
  "city": "South Dennis",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "12700",
  "metro": {
    "cbsa_code": "12700",
    "common_name": "Barnstable Town",
    "msa_name": "Barnstable Town, MA",
    "path": "/advisors/ma/barnstable-town"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2015-08-25",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 5237774.0,
  "raum_discretionary": 5237774.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 450449.0,
      "count": 4
    },
    "high_net_worth_individuals": {
      "raum": 4787325.0,
      "count": 25
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "MA",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/280029",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "SOUTH DENNIS",
  "url": "https://advisorcensus.com/firm/carey-s-roebuck-financial-services-llc-south-dennis-ma-280029",
  "display_name": "Carey S. Roebuck Financial Services, LLC",
  "summary": "Carey S. Roebuck Financial Services, LLC is a state-registered investment advisory firm in South Dennis, MA, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Carey S. Roebuck Financial Services, LLC (CRD 280029): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Carey S. Roebuck Financial Services, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Carey S. Roebuck Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Carey S. Roebuck Financial Services, LLC located?",
      "a": "Carey S. Roebuck Financial Services, LLC's principal office is in South Dennis, MA, according to its Form ADV."
    },
    {
      "q": "Is Carey S. Roebuck Financial Services, LLC registered with the SEC or a state?",
      "a": "Carey S. Roebuck Financial Services, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 280029."
    },
    {
      "q": "How much does Carey S. Roebuck Financial Services, LLC manage?",
      "a": "Carey S. Roebuck Financial Services, LLC reports $5,237,774 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Carey S. Roebuck Financial Services, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (25); individuals (other than high net worth individuals) (4)."
    },
    {
      "q": "Does Carey S. Roebuck Financial Services, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/280029"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/carey-s-roebuck-financial-services-llc-south-dennis-ma-280029.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 450449.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 25,
      "fewer_than_5": false,
      "raum": 4787325.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/280029",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}