# Caregen Wealth Management

> Caregen Wealth Management is an SEC-registered investment advisory firm in San Mateo, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.

- CRD: 315313
- Filed as: CAREGEN WEALTH MANAGEMENT
- Legal name: Caregen Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Mateo, CA
- Filing period: October 2026
- Form ADV filing dated: August 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315313
- AdvisorCensus page: https://advisorcensus.com/firm/caregen-wealth-management-san-mateo-ca-315313

## Quick answers

**How is Caregen Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Caregen Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Caregen Wealth Management charge?**
Its Form ADV Part 2A brochure dated August 24, 2026 states: Hourly rate: $450 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Caregen Wealth Management located?**
Caregen Wealth Management's principal office is in San Mateo, CA, according to its Form ADV.

**Is Caregen Wealth Management registered with the SEC or a state?**
Caregen Wealth Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 315313.

**How much does Caregen Wealth Management manage?**
Caregen Wealth Management reports $109,926,074 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (100% discretionary).

**What types of clients does Caregen Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (29); individuals (other than high net worth individuals) (22).

**Which custodians does Caregen Wealth Management use?**
Caregen Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Caregen Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315313

**What changed in Caregen Wealth Management's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 24, 2026)

- Hourly rate: $450 an hour (financial planning services)

> Our financial planning services may be paid hourly at a rate of $450 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $109,926,074
- Discretionary: $109,926,074
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $8,827,652 |
| High net worth individuals | 29 | $101,098,422 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- caregenwealth.com
- LinkedIn @caregenwealth

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caregen Wealth Management (CRD 315313): Form ADV filing data as of October 2026.