# Cardinal Point Capital LLC

> Cardinal Point Capital LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 141166
- Filed as: CARDINAL POINT CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141166
- AdvisorCensus page: https://advisorcensus.com/firm/cardinal-point-capital-llc-san-francisco-ca-141166

## Quick answers

**How is Cardinal Point Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cardinal Point Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Cardinal Point Capital LLC located?**
Cardinal Point Capital LLC's principal office is in San Francisco, CA, according to its Form ADV.

**Is Cardinal Point Capital LLC registered with the SEC or a state?**
Cardinal Point Capital LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 141166.

**How much does Cardinal Point Capital LLC manage?**
Cardinal Point Capital LLC reports $100,040,510 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Cardinal Point Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Cardinal Point Capital LLC: Regulatory assets under management: $93,620,961 in the October 2021 data and $100,040,510 in the October 2026 data, up 7%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cardinal Point Capital LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Cardinal Point Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141166

**Does Cardinal Point Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "The Adviser generally requires that a client invests a minimum of $5,000,000 to open an account."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $5,000,000

> The Adviser generally requires that a client invests a minimum of $5,000,000 to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $100,040,510
- Discretionary: $100,040,510
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $100,040,510 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cardinalpointcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $93,620,961 | 5 | March 30, 2021 |
| October 2022 | $114,477,075 | 5 | July 15, 2022 |
| October 2023 | $110,730,749 | 5 | April 3, 2023 |
| October 2024 | $102,728,397 | 5 | May 1, 2024 |
| October 2025 | $104,103,650 | 5 | March 31, 2025 |
| October 2026 | $100,040,510 | 5 | March 30, 2026 |

Regulatory assets under management: $93,620,961 in the October 2021 data and $100,040,510 in the October 2026 data, up 7%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cardinal Point Capital LLC (CRD 141166): Form ADV filing data as of October 2026.