# Cardinal Companies, LLC

> Cardinal Companies, LLC is an exempt reporting adviser in Charlotte, NC, filing reports since 2024. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 333429
- Filed as: CARDINAL COMPANIES, LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333429
- AdvisorCensus page: https://advisorcensus.com/firm/cardinal-companies-llc-charlotte-nc-333429

## Quick answers

**Where is Cardinal Companies, LLC located?**
Cardinal Companies, LLC's principal office is in Charlotte, NC, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**How does Cardinal Companies, LLC report to regulators?**
Cardinal Companies, LLC is an exempt reporting adviser, filing reports since 2024. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 333429.

**Does Cardinal Companies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333429

## From the Form ADV filing

### Firm details
- Reporting since: 2024 (1 year)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Charlotte, NC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | Not reported | January 22, 2025 |
| October 2026 | Not reported | Not reported | February 10, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cardinal Companies, LLC (CRD 333429): Form ADV filing data as of October 2026.