{
  "crd_number": 151765,
  "slug": "carbahal-olsen-financial-services-group-llc-davis-ca-151765",
  "primary_business_name": "CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC",
  "legal_name": "CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC",
  "dbas": [],
  "city": "Davis",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40900",
  "metro": {
    "cbsa_code": "40900",
    "common_name": "Sacramento",
    "msa_name": "Sacramento-Roseville-Folsom, CA",
    "path": "/advisors/ca/sacramento"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-05-26",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": 257597197.0,
  "raum_discretionary": 241824514.0,
  "raum_non_discretionary": 15772683.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 75398339.0,
      "count": 188
    },
    "pension_profit_sharing": {
      "raum": 7329887.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 174868971.0,
      "count": 49
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "LA",
    "NH"
  ],
  "websites": [
    "https://carbahalolsen.com",
    "https://linkedin.com/company/carbahal-olsen-financial-services/about"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151765",
  "city_as_filed": "DAVIS",
  "url": "https://advisorcensus.com/firm/carbahal-olsen-financial-services-group-llc-davis-ca-151765",
  "display_name": "Carbahal Olsen Financial Services Group LLC",
  "summary": "Carbahal Olsen Financial Services Group LLC is an SEC-registered investment advisory firm in Davis, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. Carbahal Olsen Financial Services Group LLC (CRD 151765): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Carbahal Olsen Financial Services Group LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Carbahal Olsen Financial Services Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Carbahal Olsen Financial Services Group LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 states: Hourly rate: $75 to $350 an hour (financial planning or consultation services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Carbahal Olsen Financial Services Group LLC located?",
      "a": "Carbahal Olsen Financial Services Group LLC's principal office is in Davis, CA, according to its Form ADV."
    },
    {
      "q": "Is Carbahal Olsen Financial Services Group LLC registered with the SEC or a state?",
      "a": "Carbahal Olsen Financial Services Group LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 151765."
    },
    {
      "q": "How much does Carbahal Olsen Financial Services Group LLC manage?",
      "a": "Carbahal Olsen Financial Services Group LLC reports $257,597,197 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (94% discretionary)."
    },
    {
      "q": "How have Carbahal Olsen Financial Services Group LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Carbahal Olsen Financial Services Group LLC: Regulatory assets under management: $133,078,463 in the October 2021 data and $257,597,197 in the October 2026 data, up 94%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Carbahal Olsen Financial Services Group LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (188); high net worth individuals (49); pension and profit sharing plans (but not the plan participants or government pension plans) (7)."
    },
    {
      "q": "Which custodians does Carbahal Olsen Financial Services Group LLC use?",
      "a": "Carbahal Olsen Financial Services Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Carbahal Olsen Financial Services Group LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151765"
    },
    {
      "q": "Does Carbahal Olsen Financial Services Group LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 says: \"The minimum investment to open a new account is $50,000, although the Chief Investment Officer may waive this requirement at his discretion.\""
    },
    {
      "q": "What changed in Carbahal Olsen Financial Services Group LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $212,823,161 to $257,597,197 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 133078463.0,
      "total_employees": 4,
      "filing_date": "2021-03-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 157980036.0,
      "total_employees": 5,
      "filing_date": "2022-04-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 152866671.0,
      "total_employees": 5,
      "filing_date": "2023-03-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 180195299.0,
      "total_employees": 4,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 212823161.0,
      "total_employees": 3,
      "filing_date": "2025-05-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 257597197.0,
      "total_employees": 3,
      "filing_date": "2026-03-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $212,823,161 to $257,597,197 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$50,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $75 to $350 an hour (financial planning or consultation services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $50,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum investment to open a new account is $50,000, although the Chief Investment Officer may waive this requirement at his discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $75 to $350 an hour (financial planning or consultation services)"
        ],
        "quotes": [
          "We charge fees for financial planning or consultation services at a rate of $75 - $350 per hour or for a fixed fee of $250 - $1500 per plan."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 50000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 75.0,
          "max": 350.0,
          "period": "hour",
          "service": "financial planning or consultation services"
        }
      ]
    },
    "quotes": [
      "The minimum investment to open a new account is $50,000, although the Chief Investment Officer may waive this requirement at his discretion.",
      "We charge fees for financial planning or consultation services at a rate of $75 - $350 per hour or for a fixed fee of $250 - $1500 per plan."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/carbahal-olsen-financial-services-group-llc-davis-ca-151765.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 188,
      "fewer_than_5": false,
      "raum": 75398339.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 49,
      "fewer_than_5": false,
      "raum": 174868971.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 7329887.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151765",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}