# Carapace Financial Advisors LLC

> Carapace Financial Advisors LLC is a state-registered investment advisory firm in Bedminster, NJ, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 291404
- Filed as: CARAPACE FINANCIAL ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bedminster, NJ
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/291404
- AdvisorCensus page: https://advisorcensus.com/firm/carapace-financial-advisors-llc-bedminster-nj-291404

## Quick answers

**How is Carapace Financial Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Carapace Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Carapace Financial Advisors LLC located?**
Carapace Financial Advisors LLC's principal office is in Bedminster, NJ, according to its Form ADV.

**Is Carapace Financial Advisors LLC registered with the SEC or a state?**
Carapace Financial Advisors LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 291404.

**How much does Carapace Financial Advisors LLC manage?**
Carapace Financial Advisors LLC reports $106,465,431 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).

**What types of clients does Carapace Financial Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (46); pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Carapace Financial Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/291404

**What changed in Carapace Financial Advisors LLC's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $92,233,046 to $106,465,431 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $106,465,431
- Discretionary: $106,465,431
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 46 | $68,781,418 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $37,684,013 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA, NJ, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- carapacefinancial.com
- LinkedIn @carapace-financial-advisors

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $92,233,046 to $106,465,431 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Carapace Financial Advisors LLC (CRD 291404): Form ADV filing data as of October 2026.