{
  "crd_number": 157589,
  "slug": "capula-investment-us-lp-new-york-ny-157589",
  "primary_business_name": "CAPULA INVESTMENT US LP",
  "legal_name": "CAPULA INVESTMENT US LP",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-03-30",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-06-08",
  "carried_forward": false,
  "raum_total": 137437353519.0,
  "raum_discretionary": 137437353519.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 80,
  "advisory_employees": 51,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 24832985.0,
      "count": 1,
      "description": "SEPARATELY MANAGED ACCOUNT"
    },
    "pooled_investment_vehicles": {
      "raum": 137412520534.0,
      "count": 7
    }
  },
  "compensation_types": [
    "other"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "IL",
    "MI",
    "NY"
  ],
  "websites": [
    "https://capulaglobal.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157589",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/capula-investment-us-lp-new-york-ny-157589",
  "display_name": "Capula Investment US LP",
  "summary": "Capula Investment US LP is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 8, 2026.",
  "citation": "AdvisorCensus. Capula Investment US LP (CRD 157589): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Capula Investment US LP compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capula Investment US LP reports these compensation arrangements: other."
    },
    {
      "q": "Where is Capula Investment US LP located?",
      "a": "Capula Investment US LP's principal office is in New York, NY, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Capula Investment US LP registered with the SEC or a state?",
      "a": "Capula Investment US LP is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157589."
    },
    {
      "q": "How much does Capula Investment US LP manage?",
      "a": "Capula Investment US LP reports $137,437,353,519 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (100% discretionary)."
    },
    {
      "q": "How have Capula Investment US LP's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capula Investment US LP: Regulatory assets under management: $82,111,846,171 in the October 2021 data and $137,437,353,519 in the October 2026 data, up 67%. Total employees: 36 in October 2021 and 80 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capula Investment US LP serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7); other (1)."
    },
    {
      "q": "Which custodians does Capula Investment US LP use?",
      "a": "Capula Investment US LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon, London Branch as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Capula Investment US LP report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157589"
    },
    {
      "q": "What changed in Capula Investment US LP's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Registered or notice-filed in GA, IL, MI. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 82111846171.0,
      "total_employees": 36,
      "filing_date": "2021-08-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 118360187022.0,
      "total_employees": 41,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 75093877407.0,
      "total_employees": 41,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 101117588882.0,
      "total_employees": 43,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 78356981797.0,
      "total_employees": 60,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 137437353519.0,
      "total_employees": 80,
      "filing_date": "2026-06-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Registered or notice-filed in GA, IL, MI.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 33 to 51.",
        "Regulatory assets under management went from $78,356,981,797 to $137,437,353,519 (+75%)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "The Bank of New York Mellon, London Branch",
      "name_as_filed": "THE BANK OF NEW YORK MELLON, LONDON BRANCH",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/capula-investment-us-lp-new-york-ny-157589.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 137412520534.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": false,
      "raum": 24832985.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157589",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}