# Capstone Wealth Management Group, LLC

> Capstone Wealth Management Group, LLC is an SEC-registered investment advisory firm in Dunmore, PA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.

- CRD: 284547
- Filed as: CAPSTONE WEALTH MANAGEMENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dunmore, PA
- Filing period: October 2026
- Form ADV filing dated: April 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284547
- AdvisorCensus page: https://advisorcensus.com/firm/capstone-wealth-management-group-llc-dunmore-pa-284547

## Quick answers

**How is Capstone Wealth Management Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capstone Wealth Management Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Capstone Wealth Management Group, LLC charge?**
Its Form ADV Part 2A brochure dated April 16, 2026 states: Hourly rate: $300 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Capstone Wealth Management Group, LLC located?**
Capstone Wealth Management Group, LLC's principal office is in Dunmore, PA, according to its Form ADV.

**Is Capstone Wealth Management Group, LLC registered with the SEC or a state?**
Capstone Wealth Management Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 284547.

**How much does Capstone Wealth Management Group, LLC manage?**
Capstone Wealth Management Group, LLC reports $356,144,460 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (88% discretionary).

**How have Capstone Wealth Management Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Capstone Wealth Management Group, LLC: Regulatory assets under management: $178,454,353 in the October 2021 data and $356,144,460 in the October 2026 data, up 100%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capstone Wealth Management Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (442); high net worth individuals (82).

**Which custodians does Capstone Wealth Management Group, LLC use?**
Capstone Wealth Management Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Capstone Wealth Management Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284547

**Does Capstone Wealth Management Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 16, 2026 says: "Capstone generally does not impose a minimum account size for establishing a relationship."

**What changed in Capstone Wealth Management Group, LLC's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 5 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 16, 2026)

- Account minimum: None

> Capstone generally does not impose a minimum account size for establishing a relationship.

- Hourly rate: $300 an hour (financial planning services)

> Hourly fees are billed at a rate of up to $300 per hour. Fixed fee engagements are negotiated based on the expected number of hours to complete the engagement at the Advisor’s hourly rate.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $356,144,460
- Discretionary: $312,056,196
- Non-discretionary: $44,088,264

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 442 | $112,732,797 |
| High net worth individuals | 82 | $240,050,400 |
| Charitable organizations | Fewer than 5 | $2,791,105 |
| Corporations or other businesses not listed above | Fewer than 5 | $570,158 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, NJ, NY, PA, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [capstone-wealth.com](https://capstone-wealth.com)
- Facebook @CAPSTONEWEALTH
- LinkedIn @capstone-wealth-management-group-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $178,454,353 | 5 | March 30, 2021 |
| October 2022 | $216,397,599 | 5 | June 2, 2022 |
| October 2023 | $213,250,663 | 5 | February 24, 2023 |
| October 2024 | $248,827,335 | 5 | September 5, 2024 |
| October 2025 | $291,676,638 | 5 | May 30, 2025 |
| October 2026 | $356,144,460 | 6 | April 16, 2026 |

Regulatory assets under management: $178,454,353 in the October 2021 data and $356,144,460 in the October 2026 data, up 100%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 5 to 4.

### March 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $291,676,638 to $356,144,460 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capstone Wealth Management Group, LLC (CRD 284547): Form ADV filing data as of October 2026.