# Capstone Investment Management LLC

> Capstone Investment Management LLC is a state-registered investment advisory firm in Palm Coast, FL, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 281042
- Filed as: CAPSTONE INVESTMENT MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Palm Coast, FL
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281042
- AdvisorCensus page: https://advisorcensus.com/firm/capstone-investment-management-llc-palm-coast-fl-281042

## Quick answers

**How is Capstone Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capstone Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Capstone Investment Management LLC located?**
Capstone Investment Management LLC's principal office is in Palm Coast, FL, according to its Form ADV.

**Is Capstone Investment Management LLC registered with the SEC or a state?**
Capstone Investment Management LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 281042.

**How much does Capstone Investment Management LLC manage?**
Capstone Investment Management LLC reports $93,527,066 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**What types of clients does Capstone Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (188); high net worth individuals (108).

**Does Capstone Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281042

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $93,527,066
- Discretionary: $93,527,066
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 188 | $29,186,794 |
| High net worth individuals | 108 | $64,340,272 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capstone Investment Management LLC (CRD 281042): Form ADV filing data as of October 2026.