{
  "crd_number": 123764,
  "slug": "capstone-capital-wealth-advisors-henderson-nv-123764",
  "primary_business_name": "CAPSTONE CAPITAL WEALTH ADVISORS",
  "legal_name": "CAPSTONE CAPITAL LLC",
  "dbas": [
    "CAPSTONE CAPITAL WEALTH ADVISORS"
  ],
  "city": "Henderson",
  "state": "NV",
  "country": "United States",
  "cbsa_code": "29820",
  "metro": {
    "cbsa_code": "29820",
    "common_name": "Las Vegas",
    "msa_name": "Las Vegas-Henderson-North Las Vegas, NV",
    "path": "/advisors/nv/las-vegas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-08-04",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-07-07",
  "carried_forward": false,
  "raum_total": 408417345.0,
  "raum_discretionary": 408417345.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2159031.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 49055583.0,
      "count": 106
    },
    "banking_thrift": {
      "raum": 48702459.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 308500272.0,
      "count": 92
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NE",
    "NV",
    "TX",
    "UT"
  ],
  "websites": [
    "https://capstonecap.com",
    "https://facebook.com/CAPSTONECAPITALGROUP",
    "https://linkedin.com/COMPANY/2829845",
    "https://youtube.com/channel/UC1nyQcg---Gd3_wv2xpRjEQ"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123764",
  "city_as_filed": "HENDERSON",
  "url": "https://advisorcensus.com/firm/capstone-capital-wealth-advisors-henderson-nv-123764",
  "display_name": "Capstone Capital Wealth Advisors",
  "summary": "Capstone Capital Wealth Advisors is an SEC-registered investment advisory firm in Henderson, NV, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.",
  "citation": "AdvisorCensus. Capstone Capital Wealth Advisors (CRD 123764): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Capstone Capital Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capstone Capital Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Capstone Capital Wealth Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 states: Flat fee: $5,000 to $20,000 (financial planning services); Hourly rate: $500 an hour (work not related to investment advisory services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Capstone Capital Wealth Advisors located?",
      "a": "Capstone Capital Wealth Advisors' principal office is in Henderson, NV, according to its Form ADV."
    },
    {
      "q": "Is Capstone Capital Wealth Advisors registered with the SEC or a state?",
      "a": "Capstone Capital Wealth Advisors is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 123764."
    },
    {
      "q": "How much does Capstone Capital Wealth Advisors manage?",
      "a": "Capstone Capital Wealth Advisors reports $408,417,345 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (100% discretionary)."
    },
    {
      "q": "How have Capstone Capital Wealth Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capstone Capital Wealth Advisors: Regulatory assets under management: $285,362,000 in the October 2021 data and $408,417,345 in the October 2026 data, up 43%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capstone Capital Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (106); high net worth individuals (92); banking or thrift institutions (1)."
    },
    {
      "q": "Which custodians does Capstone Capital Wealth Advisors use?",
      "a": "Capstone Capital Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Capstone Capital Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123764"
    },
    {
      "q": "Does Capstone Capital Wealth Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 says: \"Capstone Capital Wealth Advisors has a minimum account size of $1 million for new clients. Exceptions may be allowed in certain instances at the sole discretion of Capstone Capital Wealth Advisors.\""
    },
    {
      "q": "What changed in Capstone Capital Wealth Advisors' recent Form ADV filings?",
      "a": "In the August 2026 filing data: Employees performing advisory functions went from 2 to 3."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 285362000.0,
      "total_employees": 7,
      "filing_date": "2021-06-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 339178819.0,
      "total_employees": 7,
      "filing_date": "2022-09-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 313832667.0,
      "total_employees": 5,
      "filing_date": "2023-09-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 321304384.0,
      "total_employees": 5,
      "filing_date": "2024-09-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 360484106.0,
      "total_employees": 6,
      "filing_date": "2025-03-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 408417345.0,
      "total_employees": 5,
      "filing_date": "2026-07-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 2.",
        "Regulatory assets under management went from $360,484,106 to $408,417,345 (+13%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in IN."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $5,000 to $20,000 (financial planning services)",
      "Hourly rate: $500 an hour (work not related to investment advisory services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Capstone Capital Wealth Advisors has a minimum account size of $1 million for new clients. Exceptions may be allowed in certain instances at the sole discretion of Capstone Capital Wealth Advisors."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $5,000 to $20,000 (financial planning services)"
        ],
        "quotes": [
          "Capstone Capital Wealth Advisors charges its fee for financial planning services as a one-time, fixed fee ranging from $5,000 to $20,000 based on the scope of the client’s planning needs"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (work not related to investment advisory services)"
        ],
        "quotes": [
          "Capstone Capital Wealth Advisors may charge up to $500.00 per hour for work not related to investment advisory services."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 5000.0,
          "max": 20000.0,
          "period": "one_time",
          "service": "financial planning services"
        },
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "work not related to investment advisory services"
        }
      ]
    },
    "quotes": [
      "Capstone Capital Wealth Advisors has a minimum account size of $1 million for new clients. Exceptions may be allowed in certain instances at the sole discretion of Capstone Capital Wealth Advisors.",
      "Capstone Capital Wealth Advisors charges its fee for financial planning services as a one-time, fixed fee ranging from $5,000 to $20,000 based on the scope of the client’s planning needs",
      "Capstone Capital Wealth Advisors may charge up to $500.00 per hour for work not related to investment advisory services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/capstone-capital-wealth-advisors-henderson-nv-123764.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 106,
      "fewer_than_5": false,
      "raum": 49055583.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 92,
      "fewer_than_5": false,
      "raum": 308500272.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 1,
      "fewer_than_5": true,
      "raum": 48702459.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2159031.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123764",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}