# Caprock Capital Advisors Inc.

> Caprock Capital Advisors Inc. is a state-registered investment advisory firm in Plano, TX, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 170672
- Filed as: CAPROCK CAPITAL ADVISORS INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Plano, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170672
- AdvisorCensus page: https://advisorcensus.com/firm/caprock-capital-advisors-inc-plano-tx-170672

## Quick answers

**How is Caprock Capital Advisors Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Caprock Capital Advisors Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Caprock Capital Advisors Inc. located?**
Caprock Capital Advisors Inc.'s principal office is in Plano, TX, according to its Form ADV.

**Is Caprock Capital Advisors Inc. registered with the SEC or a state?**
Caprock Capital Advisors Inc. is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 170672.

**How much does Caprock Capital Advisors Inc. manage?**
Caprock Capital Advisors Inc. reports $90,684,613 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).

**What types of clients does Caprock Capital Advisors Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (10); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Caprock Capital Advisors Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170672

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $90,684,613
- Discretionary: $0
- Non-discretionary: $90,684,613

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $9,559,508 |
| High net worth individuals | 10 | $79,370,339 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,754,766 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Caprock Capital Advisors Inc. (CRD 170672): Form ADV filing data as of October 2026.