# Capricorn Fund Managers Limited

> Capricorn Fund Managers Limited is an exempt reporting adviser in London, United Kingdom, filing reports since 2022. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 323709
- Filed as: CAPRICORN FUND MANAGERS LIMITED
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323709
- AdvisorCensus page: https://advisorcensus.com/firm/capricorn-fund-managers-limited-london-323709

## Quick answers

**Where is Capricorn Fund Managers Limited located?**
Capricorn Fund Managers Limited's principal office is in London, United Kingdom, according to its Form ADV; the June 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**How does Capricorn Fund Managers Limited report to regulators?**
Capricorn Fund Managers Limited is an exempt reporting adviser, filing reports since 2022. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 323709.

**Does Capricorn Fund Managers Limited report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323709

**What changed in Capricorn Fund Managers Limited's recent Form ADV filings?**
In the April 2026 filing data: Changed its office addresses in London. Changed its office addresses in Richmond Upon Thames. Added an office in Lincoln. Added an office in Worthing. No longer lists an office in Cardiff. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Firm details
- Reporting since: 2022 (3 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Lincoln
- London
- Richmond Upon Thames
- Sevenoaks
- Worthing

### Websites listed on Form ADV (Item 1.I)
- [capricornfundmanagers.com](https://capricornfundmanagers.com)
- LinkedIn @capricorn-fund-managers

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | Not reported | August 17, 2023 |
| October 2024 | Not reported | Not reported | March 28, 2024 |
| October 2025 | Not reported | Not reported | March 28, 2025 |
| October 2026 | Not reported | Not reported | May 19, 2026 |


## Changes in the filing (last 12 months)

### April 2026
- Changed its office addresses in London.
- Changed its office addresses in Richmond Upon Thames.
- Added an office in Lincoln.
- Added an office in Worthing.
- No longer lists an office in Cardiff.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capricorn Fund Managers Limited (CRD 323709): Form ADV filing data as of October 2026.