{
  "crd_number": 323709,
  "slug": "capricorn-fund-managers-limited-london-323709",
  "primary_business_name": "CAPRICORN FUND MANAGERS LIMITED",
  "legal_name": "CAPRICORN FUND MANAGERS LIMITED",
  "dbas": [],
  "city": "London",
  "state": null,
  "country": "United Kingdom",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2022-10-18",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-05-19",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://capricornfundmanagers.com",
    "https://linkedin.com/company/capricorn-fund-managers"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323709",
  "city_as_filed": "LONDON",
  "url": "https://advisorcensus.com/firm/capricorn-fund-managers-limited-london-323709",
  "display_name": "Capricorn Fund Managers Limited",
  "summary": "Capricorn Fund Managers Limited is an exempt reporting adviser in London, United Kingdom, filing reports since 2022. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Capricorn Fund Managers Limited (CRD 323709): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Capricorn Fund Managers Limited located?",
      "a": "Capricorn Fund Managers Limited's principal office is in London, United Kingdom, according to its Form ADV; the June 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "How does Capricorn Fund Managers Limited report to regulators?",
      "a": "Capricorn Fund Managers Limited is an exempt reporting adviser, filing reports since 2022. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 323709."
    },
    {
      "q": "Does Capricorn Fund Managers Limited report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323709"
    },
    {
      "q": "What changed in Capricorn Fund Managers Limited's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Changed its office addresses in London. Changed its office addresses in Richmond Upon Thames. Added an office in Lincoln. Added an office in Worthing. No longer lists an office in Cardiff. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-08-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-05-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Changed its office addresses in London.",
        "Changed its office addresses in Richmond Upon Thames.",
        "Added an office in Lincoln.",
        "Added an office in Worthing.",
        "No longer lists an office in Cardiff.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/capricorn-fund-managers-limited-london-323709.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323709",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}