# Capri EGM, LLC

> Capri EGM, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated February 23, 2026.

- CRD: 304389
- Filed as: CAPRI EGM, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304389
- AdvisorCensus page: https://advisorcensus.com/firm/capri-egm-llc-chicago-il-304389

## Quick answers

**How is Capri EGM, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capri EGM, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Capri EGM, LLC located?**
Capri EGM, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Capri EGM, LLC registered with the SEC or a state?**
Capri EGM, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304389.

**How have Capri EGM, LLC's assets and staff changed since 2021?**
In the Form ADV data for Capri EGM, LLC: Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capri EGM, LLC serve?**
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Capri EGM, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304389

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $0 |

### Advisory services (Item 5.G)
- Pension consulting services

### Firm details
- Registered since: 2019 (7 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capri-egm.com
- Facebook @CapriEGM
- Instagram @CapriEGM
- LinkedIn @24601325
- X @capriegm

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 2 | March 26, 2021 |
| October 2022 | Not reported | 2 | March 14, 2022 |
| October 2023 | Not reported | 2 | March 22, 2023 |
| October 2024 | Not reported | 2 | March 27, 2024 |
| October 2025 | Not reported | 2 | March 28, 2025 |
| October 2026 | Not reported | 2 | February 23, 2026 |

Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capri EGM, LLC (CRD 304389): Form ADV filing data as of October 2026.