{ "crd_number": 114994, "slug": "capitol-wealth-management-inc-mclean-va-114994", "primary_business_name": "CAPITOL WEALTH MANAGEMENT, INC.", "legal_name": "CAPITOL WEALTH MANAGEMENT, INC.", "dbas": [], "city": "McLean", "state": "VA", "country": "United States", "cbsa_code": "47900", "metro": { "cbsa_code": "47900", "common_name": "Washington", "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV", "path": "/advisors/dc/washington" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-08-07", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-07", "carried_forward": false, "raum_total": 111888886.0, "raum_discretionary": 111888886.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 343435.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 111545451.0, "count": 29 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "VA" ], "websites": [ "https://capitolwealthmgmt.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114994", "city_as_filed": "MCLEAN", "url": "https://advisorcensus.com/firm/capitol-wealth-management-inc-mclean-va-114994", "display_name": "Capitol Wealth Management, Inc.", "summary": "Capitol Wealth Management, Inc. is an SEC-registered investment advisory firm in McLean, VA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.", "citation": "AdvisorCensus. Capitol Wealth Management, Inc. (CRD 114994): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Capitol Wealth Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Capitol Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "What does Capitol Wealth Management, Inc.'s brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated July 22, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Capitol Wealth Management, Inc. located?", "a": "Capitol Wealth Management, Inc.'s principal office is in McLean, VA, according to its Form ADV." }, { "q": "Is Capitol Wealth Management, Inc. registered with the SEC or a state?", "a": "Capitol Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 114994." }, { "q": "How much does Capitol Wealth Management, Inc. manage?", "a": "Capitol Wealth Management, Inc. reports $111,888,886 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary)." }, { "q": "What types of clients does Capitol Wealth Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (29); charitable organizations (1)." }, { "q": "Which custodians does Capitol Wealth Management, Inc. use?", "a": "Capitol Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Capitol Wealth Management, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114994" }, { "q": "Does Capitol Wealth Management, Inc. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated July 22, 2026 says: \"In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.\"" }, { "q": "What changed in Capitol Wealth Management, Inc.'s recent Form ADV filings?", "a": "In the September 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated July 22, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.5% to 1.5% a year", "stated_maximum": null, "account_minimum": "$1,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)" ], "quotes": [ "Our annual fee for portfolio management services varies between 0.50% to 1.50% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client." ] }, { "label": "Account minimum", "statements": [ "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size." ] } ], "quotes": [ "Our annual fee for portfolio management services varies between 0.50% to 1.50% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client.", "In general, we require a minimum of $1,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/capitol-wealth-management-inc-mclean-va-114994.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 29, "fewer_than_5": false, "raum": 111545451.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 343435.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114994", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }