{
  "crd_number": 164222,
  "slug": "capitalia-suisse-geneva-164222",
  "primary_business_name": "CAPITALIA (SUISSE)",
  "legal_name": "CAPITALIA (SUISSE)",
  "dbas": [],
  "city": "Geneva",
  "state": null,
  "country": "Switzerland",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-06-27",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-02-20",
  "carried_forward": false,
  "raum_total": 750000000.0,
  "raum_discretionary": 550000000.0,
  "raum_non_discretionary": 200000000.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 750000000.0,
      "count": 300
    }
  },
  "compensation_types": [
    "commissions",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164222",
  "city_as_filed": "GENEVA",
  "url": "https://advisorcensus.com/firm/capitalia-suisse-geneva-164222",
  "display_name": "Capitalia (Suisse)",
  "summary": "Capitalia (Suisse) is an SEC-registered investment advisory firm in Geneva, Switzerland, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 20, 2026.",
  "citation": "AdvisorCensus. Capitalia (Suisse) (CRD 164222): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Commissions",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Capitalia (Suisse) compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capitalia (Suisse) reports these compensation arrangements: a percentage of assets under its management; commissions; performance-based fees."
    },
    {
      "q": "Where is Capitalia (Suisse) located?",
      "a": "Capitalia (Suisse)'s principal office is in Geneva, Switzerland, according to its Form ADV."
    },
    {
      "q": "Is Capitalia (Suisse) registered with the SEC or a state?",
      "a": "Capitalia (Suisse) is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164222."
    },
    {
      "q": "How much does Capitalia (Suisse) manage?",
      "a": "Capitalia (Suisse) reports $750,000,000 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (73% discretionary)."
    },
    {
      "q": "How have Capitalia (Suisse)'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capitalia (Suisse): Regulatory assets under management: $280,000,000 in the October 2021 data and $750,000,000 in the October 2026 data, up 168%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capitalia (Suisse) serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (300)."
    },
    {
      "q": "Does Capitalia (Suisse) report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164222"
    },
    {
      "q": "Does Capitalia (Suisse) state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 20, 2026 says: \"Generally, Capitalia prefers its client relationships to have a minimum of $1 million of assets under management.\" \"Capitalia may accept accounts below the minimum requirements, or may retain accounts that have dropped below the minimum requirement due to market fluctuation or investment performance.\""
    },
    {
      "q": "What changed in Capitalia (Suisse)'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $500,000,000 to $750,000,000 (+50%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 280000000.0,
      "total_employees": 6,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 280000000.0,
      "total_employees": 6,
      "filing_date": "2022-02-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 500000000.0,
      "total_employees": 6,
      "filing_date": "2023-02-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 500000000.0,
      "total_employees": 6,
      "filing_date": "2024-02-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 500000000.0,
      "total_employees": 6,
      "filing_date": "2025-02-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 750000000.0,
      "total_employees": 6,
      "filing_date": "2026-02-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $500,000,000 to $750,000,000 (+50%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$2,000",
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "Generally, Capitalia prefers its client relationships to have a minimum of $1 million of assets under management.",
          "Capitalia may accept accounts below the minimum requirements, or may retain accounts that have dropped below the minimum requirement due to market fluctuation or investment performance."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $2,000"
        ],
        "quotes": [
          "There is a minimum annual fee of USD 2,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": 2000.0,
      "planning": []
    },
    "quotes": [
      "Generally, Capitalia prefers its client relationships to have a minimum of $1 million of assets under management.",
      "Capitalia may accept accounts below the minimum requirements, or may retain accounts that have dropped below the minimum requirement due to market fluctuation or investment performance.",
      "There is a minimum annual fee of USD 2,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/capitalia-suisse-geneva-164222.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 300,
      "fewer_than_5": false,
      "raum": 750000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164222",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}