# Capital Z Asset Management, LLC

> Capital Z Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 162210
- Filed as: CAPITAL Z ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162210
- AdvisorCensus page: https://advisorcensus.com/firm/capital-z-asset-management-llc-162210

## Quick answers

**How is Capital Z Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Z Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Capital Z Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: 3% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Capital Z Asset Management, LLC registered with the SEC or a state?**
Capital Z Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 162210.

**How much does Capital Z Asset Management, LLC manage?**
Capital Z Asset Management, LLC reports $255,911,381 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Capital Z Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Capital Z Asset Management, LLC: Regulatory assets under management: $126,573,253 in the October 2021 data and $255,911,381 in the October 2026 data, up 102%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital Z Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Capital Z Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162210

**What changed in Capital Z Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $205,750,216 to $255,911,381 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Asset-based fee: 3% of assets a year

> CZAM is entitled to receive an annual management fee from the Funds structured as a profits interest in the Funds entitling CZAM to 3% of the value of all of the classes of the Fund’s outstanding limited liability company units

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $255,911,381
- Discretionary: $255,911,381
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $255,911,381 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY
- San Mateo, CA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $126,573,253 | 1 | March 4, 2021 |
| October 2022 | $254,618,483 | 0 | February 28, 2022 |
| October 2023 | $195,814,543 | 3 | March 24, 2023 |
| October 2024 | $222,687,706 | 3 | March 15, 2024 |
| October 2025 | $205,750,216 | 3 | March 4, 2025 |
| October 2026 | $255,911,381 | 3 | March 11, 2026 |

Regulatory assets under management: $126,573,253 in the October 2021 data and $255,911,381 in the October 2026 data, up 102%.
Total employees: 1 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $205,750,216 to $255,911,381 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Z Asset Management, LLC (CRD 162210): Form ADV filing data as of October 2026.