# Capital West Partners, LLC

> Capital West Partners, LLC is an SEC-registered investment advisory firm in Tucson, AZ, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 130762
- Filed as: CAPITAL WEST PARTNERS, LLC
- Also doing business as: CAPITAL WEST PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tucson, AZ
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130762
- AdvisorCensus page: https://advisorcensus.com/firm/capital-west-partners-llc-tucson-az-130762

## Quick answers

**How is Capital West Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capital West Partners, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Capital West Partners, LLC located?**
Capital West Partners, LLC's principal office is in Tucson, AZ, according to its Form ADV.

**Is Capital West Partners, LLC registered with the SEC or a state?**
Capital West Partners, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130762.

**How much does Capital West Partners, LLC manage?**
Capital West Partners, LLC reports $299,981,160 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (84% discretionary).

**How have Capital West Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Capital West Partners, LLC: Regulatory assets under management: $163,653,847 in the October 2021 data and $299,981,160 in the October 2026 data, up 83%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital West Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (103); high net worth individuals (70).

**Does Capital West Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130762

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $299,981,160
- Discretionary: $250,938,484
- Non-discretionary: $49,042,676

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 103 | $284,493,621 |
| High net worth individuals | 70 | $15,487,539 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capitalwestpartners.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $163,653,847 | 3 | January 15, 2021 |
| October 2022 | $206,267,971 | 3 | January 25, 2022 |
| October 2023 | $223,489,000 | 3 | January 11, 2023 |
| October 2024 | $251,569,162 | 3 | January 23, 2024 |
| October 2025 | $275,248,561 | 3 | January 23, 2025 |
| October 2026 | $299,981,160 | 3 | January 13, 2026 |

Regulatory assets under management: $163,653,847 in the October 2021 data and $299,981,160 in the October 2026 data, up 83%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital West Partners, LLC (CRD 130762): Form ADV filing data as of October 2026.