# Capital View Wealth Management, LLC

> Capital View Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2003, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 126653
- Filed as: CAPITAL VIEW WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126653
- AdvisorCensus page: https://advisorcensus.com/firm/capital-view-wealth-management-llc-126653

## Quick answers

**How is Capital View Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capital View Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Capital View Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Hourly rate: $250 an hour (advisory consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Capital View Wealth Management, LLC registered with the SEC or a state?**
Capital View Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 126653.

**How much does Capital View Wealth Management, LLC manage?**
Capital View Wealth Management, LLC reports $128,834,000 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Capital View Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Capital View Wealth Management, LLC: Regulatory assets under management: $96,600,000 in the October 2021 data and $128,834,000 in the October 2026 data, up 33%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Capital View Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27).

**Which custodians does Capital View Wealth Management, LLC use?**
Capital View Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Capital View Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126653

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Hourly rate: $250 an hour (advisory consulting services)

> We charge an hourly fee for advisory consulting services. We charge an hourly fee of $250 and billed on ½-hour increments.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $128,834,000
- Discretionary: $128,834,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 27 | $128,834,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $96,600,000 | 1 | February 12, 2021 |
| October 2022 | $112,500,000 | 1 | May 2, 2022 |
| October 2023 | $100,413,399 | 1 | March 4, 2023 |
| October 2024 | $112,000,000 | 1 | March 22, 2024 |
| October 2025 | $126,075,000 | 1 | February 26, 2025 |
| October 2026 | $128,834,000 | 1 | March 3, 2026 |

Regulatory assets under management: $96,600,000 in the October 2021 data and $128,834,000 in the October 2026 data, up 33%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital View Wealth Management, LLC (CRD 126653): Form ADV filing data as of October 2026.