# Capital Trust and Associates LLC

> Capital Trust and Associates LLC is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 168455
- Filed as: CAPITAL TRUST AND ASSOCIATES LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Connecticut
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168455
- AdvisorCensus page: https://advisorcensus.com/firm/capital-trust-and-associates-llc-168455

## Quick answers

**How is Capital Trust and Associates LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Trust and Associates LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Capital Trust and Associates LLC registered with the SEC or a state?**
Capital Trust and Associates LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 168455.

**How much does Capital Trust and Associates LLC manage?**
Capital Trust and Associates LLC reports $17,997,842 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Capital Trust and Associates LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); other (9); high net worth individuals (2).

**Does Capital Trust and Associates LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168455

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $17,997,842
- Discretionary: $17,997,842
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $11,443,916 |
| High net worth individuals | 2 | $1,764,696 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $2,681,252 |
| Other | 9 | $2,107,978 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- capitaltrustllc.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Trust and Associates LLC (CRD 168455): Form ADV filing data as of October 2026.