# Capital Strategies, Inc.

> Capital Strategies, Inc. is a state-registered investment advisory firm in Indianapolis, IN, registered since 1998, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 121704
- Filed as: CAPITAL STRATEGIES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/121704
- AdvisorCensus page: https://advisorcensus.com/firm/capital-strategies-inc-indianapolis-in-121704

## Quick answers

**How is Capital Strategies, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Capital Strategies, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Capital Strategies, Inc. located?**
Capital Strategies, Inc.'s principal office is in Indianapolis, IN, according to its Form ADV.

**Is Capital Strategies, Inc. registered with the SEC or a state?**
Capital Strategies, Inc. is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 121704.

**How much does Capital Strategies, Inc. manage?**
Capital Strategies, Inc. reports $41,106,845 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Capital Strategies, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (67); high net worth individuals (13); charitable organizations (4).

**Does Capital Strategies, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121704

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $41,106,845
- Discretionary: $41,106,845
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $14,427,453 |
| High net worth individuals | 13 | $25,871,070 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 4 | $808,322 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 1998 (28 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cap-strat.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Capital Strategies, Inc. (CRD 121704): Form ADV filing data as of October 2026.