{
  "crd_number": 304617,
  "slug": "capital-management-advisor-group-llc-walnut-creek-ca-304617",
  "primary_business_name": "CAPITAL MANAGEMENT ADVISOR GROUP, LLC",
  "legal_name": "CAPITAL MANAGEMENT ADVISOR GROUP, LLC",
  "dbas": [],
  "city": "Walnut Creek",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-08-12",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-04-16",
  "carried_forward": false,
  "raum_total": 234080555.0,
  "raum_discretionary": 234080555.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 9230179.0,
      "count": 38
    },
    "high_net_worth_individuals": {
      "raum": 224850376.0,
      "count": 50
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX",
    "UT"
  ],
  "websites": [
    "https://cmadvisorgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304617",
  "city_as_filed": "WALNUT CREEK",
  "url": "https://advisorcensus.com/firm/capital-management-advisor-group-llc-walnut-creek-ca-304617",
  "display_name": "Capital Management Advisor Group, LLC",
  "summary": "Capital Management Advisor Group, LLC is an SEC-registered investment advisory firm in Walnut Creek, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.",
  "citation": "AdvisorCensus. Capital Management Advisor Group, LLC (CRD 304617): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Capital Management Advisor Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Capital Management Advisor Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Capital Management Advisor Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated April 16, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states); Flat fee: $10,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Capital Management Advisor Group, LLC located?",
      "a": "Capital Management Advisor Group, LLC's principal office is in Walnut Creek, CA, according to its Form ADV."
    },
    {
      "q": "Is Capital Management Advisor Group, LLC registered with the SEC or a state?",
      "a": "Capital Management Advisor Group, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304617."
    },
    {
      "q": "How much does Capital Management Advisor Group, LLC manage?",
      "a": "Capital Management Advisor Group, LLC reports $234,080,555 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (100% discretionary)."
    },
    {
      "q": "How have Capital Management Advisor Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Capital Management Advisor Group, LLC: Regulatory assets under management: $139,104,491 in the October 2021 data and $234,080,555 in the October 2026 data, up 68%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Capital Management Advisor Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (38)."
    },
    {
      "q": "Which custodians does Capital Management Advisor Group, LLC use?",
      "a": "Capital Management Advisor Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Bank and Trust Company as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Capital Management Advisor Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304617"
    },
    {
      "q": "What changed in Capital Management Advisor Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $188,132,900 to $234,080,555 (+24%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 139104491.0,
      "total_employees": 1,
      "filing_date": "2021-04-15"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 165240000.0,
      "total_employees": 1,
      "filing_date": "2022-03-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 136671368.0,
      "total_employees": 3,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 163321650.0,
      "total_employees": 3,
      "filing_date": "2024-09-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 188132900.0,
      "total_employees": 3,
      "filing_date": "2025-05-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 234080555.0,
      "total_employees": 3,
      "filing_date": "2026-04-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $188,132,900 to $234,080,555 (+24%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 16, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $10,000 (financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The maximum annual fee charged for our Comprehensive Portfolio Management service will not exceed 1.00% and is often less. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $10,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "Our firm charges on an hourly or flat fee basis for financial planning and consulting services. ... Flat fees will not exceed $ 10,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.0,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 10000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "The maximum annual fee charged for our Comprehensive Portfolio Management service will not exceed 1.00% and is often less. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.",
      "Our firm charges on an hourly or flat fee basis for financial planning and consulting services. ... Flat fees will not exceed $ 10,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Capital Bank and Trust Company",
      "name_as_filed": "CAPITAL BANK AND TRUST COMPANY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/capital-management-advisor-group-llc-walnut-creek-ca-304617.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 38,
      "fewer_than_5": false,
      "raum": 9230179.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 50,
      "fewer_than_5": false,
      "raum": 224850376.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304617",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}